DI

Dalton Investments Portfolio holdings

AUM $189M
This Quarter Return
+8.67%
1 Year Return
+27.4%
3 Year Return
+165.34%
5 Year Return
+304.55%
10 Year Return
+472.01%
AUM
$318M
AUM Growth
+$318M
Cap. Flow
-$58.4M
Cap. Flow %
-18.36%
Top 10 Hldgs %
90.04%
Holding
71
New
7
Increased
16
Reduced
9
Closed
20

Top Buys

1
TRQ
Turquoise Hill Resources Ltd
TRQ
$11.2M
2
TRQ.RT
TURQUOISE HILL RES LTD RTS EXP 01/07/2014 (DE)
TRQ.RT
$4.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$1.98M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
$413K
5
EOT
Eaton Vance National Municipal Opportunities Trust
EOT
$367K

Top Sells

1
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
$34M
2
HIMX
Himax Technologies
HIMX
$28.8M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
$7.78M
4
RWM icon
ProShares Short Russell2000
RWM
$1.66M
5
CHK
Chesapeake Energy Corporation
CHK
$647K

Sector Composition

1 Financials 63.09%
2 Technology 13.71%
3 Materials 5.6%
4 Energy 0.86%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BRK.B icon
1
Berkshire Hathaway Class B
BRK.B
$1.09T
$68.4M 20.35% 577,050 +16,700 +3% +$1.98M
AIG icon
2
American International
AIG
$45.1B
$64.8M 19.27% 1,269,400 +200 +0% +$10.2K
MU icon
3
Micron Technology
MU
$133B
$43.5M 12.94% 2,000,000 – –
C icon
4
Citigroup
C
$178B
$37M 11.02% 710,835 +3,200 +0.5% +$167K
NBG.PRA
5
DELISTED
NATIONAL BANK OF GREECE SA SPON ADR PFD REPSTG SER A
NBG.PRA
$21.8M 6.48% 1,530,000 – –
TRQ
6
DELISTED
Turquoise Hill Resources Ltd
TRQ
$17.8M 5.3% 5,398,634 +3,385,462 +168% +$11.2M
MS icon
7
Morgan Stanley
MS
$240B
$14.1M 4.18% 448,600 -15,200 -3% -$477K
BAC icon
8
Bank of America
BAC
$376B
$10.7M 3.17% 685,466 – –
TRQ.RT
9
DELISTED
TURQUOISE HILL RES LTD RTS EXP 01/07/2014 (DE)
TRQ.RT
$4.5M 1.34% +4,683,634 New +$4.5M
AIG.WS
10
DELISTED
American International Group, Inc.
AIG.WS
$3.91M 1.16% 193,062 – –
BRK.A icon
11
Berkshire Hathaway Class A
BRK.A
$1.09T
$3.74M 1.11% 21 – –
VEU icon
12
Vanguard FTSE All-World ex-US ETF
VEU
$48.6B
$3.73M 1.11% 73,537 +3,888 +6% +$197K
VTI icon
13
Vanguard Total Stock Market ETF
VTI
$526B
$3.29M 0.98% 34,279 +4,307 +14% +$413K
RBS.PRR
14
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$2.53M 0.75% 126,910 – –
PHX
15
DELISTED
PHX Minerals
PHX
$2.25M 0.67% 67,200 – –
JPM.WS
16
DELISTED
JPMorgan Chase
JPM.WS
$1.76M 0.52% 90,710 – –
VV icon
17
Vanguard Large-Cap ETF
VV
$44.5B
$1.6M 0.48% 18,878 -1,394 -7% -$118K
JGBD
18
DELISTED
DB 3X INVERSE JAPANESE GOVT BD FUT NT 11/30/2021
JGBD
$1.46M 0.43% 83,000 – –
L icon
19
Loews
L
$20.1B
$965K 0.29% 20,000 – –
RFP
20
DELISTED
Resolute Forest Products Inc.
RFP
$961K 0.29% 60,000 – –
FCTY
21
DELISTED
1ST CENTURY BANCSHARES, INC COMMON STOCK (USA)
FCTY
$773K 0.23% 108,100 +3,100 +3% +$22.2K
ECF
22
Ellsworth Growth & Income Fund
ECF
$151M
$732K 0.22% 89,348 -1,630 -2% -$13.4K
JEF icon
23
Jefferies Financial Group
JEF
$13.4B
$713K 0.21% 25,156 +156 +0.6% +$4.42K
CRBQ
24
DELISTED
ALPS ETF TR GLOBAL COMMODITY EQUITY ETF (DE)
CRBQ
$568K 0.17% 12,943 -131 -1% -$5.75K
RBS.PRN
25
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$535K 0.16% 26,133 – –
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