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Dalton Investments Portfolio holdings

AUM $103M
1-Year Est. Return 3.77%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
-3.77%
3 Year Est. Return
+94.71%
5 Year Est. Return
+120.24%
10 Year Est. Return
+496.89%
AUM
$354M
AUM Growth
-$60.5M
Cap. Flow
-$94M
Cap. Flow %
-26.57%
Top 10 Hldgs %
86.76%
Holding
78
New
9
Increased
19
Reduced
18
Closed
14

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$29M
2
TRQ
Turquoise Hill Resources Ltd
TRQ
+$1.69M
3
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
+$1.24M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$381K
5
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$357K

Top Sells

Rank Stock Value
1
EWJ icon
iShares MSCI Japan ETF
EWJ
+$41.8M
2
MS icon
Morgan Stanley
MS
+$11.7M
3
DELL
DELL INC
DELL
+$9.31M
4
AIG icon
American International
AIG
+$9.19M
5
C icon
Citigroup
C
+$6.87M

Sector Composition

Rank Sector Weight
1 Financials 53.01%
2 Technology 18.18%
3 Materials 2.58%
4 Energy 0.83%
5 Industrials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
1
Berkshire Hathaway Class B
BRK.B
$1.1T
$63.6M 17.98%
560,350
-46,200
-8% -$5.33M
AIG icon
2
American International
AIG
$41.7B
$61.7M 17.45%
1,269,200
-193,300
-13% -$9.19M
MU icon
3
Micron Technology
MU
$930B
$34.9M 9.88%
+2,000,000
New +$29M
C icon
4
Citigroup
C
$222B
$34.3M 9.7%
707,635
-135,800
-16% -$6.87M
GCVRZ
5
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$34M 9.61%
16,825,566
+648,723
+4% +$1.24M
HIMX
6
Himax Technologies
HIMX
$2.19B
$28.8M 8.15%
2,882,502
-432,000
-13% -$3.07M
NBG.PRA
7
DELISTED
NATIONAL BANK OF GREECE SA SPON ADR PFD REPSTG SER A
NBG.PRA
$18.7M 5.28%
1,530,000
-25,000
-2% -$332K
MS icon
8
Morgan Stanley
MS
$331B
$12.5M 3.53%
463,800
-437,300
-49% -$11.7M
BAC icon
9
Bank of America
BAC
$435B
$9.46M 2.67%
685,466
-457,600
-40% -$6.53M
TRQ
10
DELISTED
Turquoise Hill Resources Ltd
TRQ
$8.9M 2.52%
261,511
+42,820
+20% +$1.69M
EWJ icon
11
iShares MSCI Japan ETF
EWJ
$21.9B
$7.78M 2.2%
163,261
-901,999
-85% -$41.8M
AIG.WS
12
DELISTED
American International Group, Inc.
AIG.WS
$3.66M 1.03%
193,062
– –
BRK.A icon
13
Berkshire Hathaway Class A
BRK.A
$1.1T
$3.58M 1.01%
21
– –
VEU icon
14
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$3.38M 0.96%
69,649
+7,605
+12% +$357K
VTI icon
15
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$2.63M 0.74%
29,972
+852
+3% +$74.1K
RBS.PRR
16
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$2.56M 0.72%
126,910
– –
PHX
17
DELISTED
PHX Minerals
PHX
$1.9M 0.54%
134,400
– –
RWM icon
18
ProShares Short Russell2000
RWM
$132M
$1.66M 0.47%
22,409
– –
VV icon
19
Vanguard Morningstar Large-Cap ETF
VV
$52.4B
$1.57M 0.44%
20,272
-905
-4% -$69.6K
JPM.WS
20
DELISTED
JPMorgan Chase
JPM.WS
$1.52M 0.43%
90,710
– –
JGBD
21
DELISTED
DB 3X INVERSE JAPANESE GOVT BD FUT NT 11/30/2021
JGBD
$1.45M 0.41%
83,000
– –
L icon
22
Loews
L
$23.9B
$935K 0.26%
20,000
– –
RFP
23
DELISTED
Resolute Forest Products Inc.
RFP
$793K 0.22%
60,000
– –
FCTY
24
DELISTED
1st Century Bancshares
FCTY
$789K 0.22%
105,000
– –
ECF
25
Ellsworth Growth & Income Fund
ECF
$166M
$716K 0.2%
90,978
-1,446
-2% -$11.3K
1
2 3 4

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TFP
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RI
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ABLA
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RFPS
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Dalton Investments's Q3 2013 Portfolio in Review

As of Q3 2013, Dalton Investments held 78 positions worth $354M, down 15% from $414M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Dalton Investments withdrew a net $94M in Q3 2013, closing 14 positions and reducing 18 holdings. Its most notable exit was DELL INC, an estimated $9.31M position sold in full.

By sector, the portfolio is most concentrated in Financials at 53% of assets, down from 53% a quarter earlier, followed by Technology and Materials.

Against the trend, Dalton Investments opened a new position in Micron Technology worth $34.9M.

  • Dalton Investments's largest Q3 2013 buy was Micron Technology: 2,000,000 shares worth $34.9M.
  • Dalton Investments added most to Turquoise Hill Resources Ltd in Q3 2013, an estimated $1.69M increase.
  • Dalton Investments's biggest Q3 2013 reduction was iShares MSCI Japan ETF, cutting an estimated $41.8M.
  • Dalton Investments fully exited DELL INC in Q3 2013, selling an estimated $9.31M.
  • Dalton Investments's ten largest holdings make up 87% of its $354M portfolio in Q3 2013.
  • Dalton Investments opened 9 new positions and closed 14 in Q3 2013.
  • Dalton Investments's portfolio value fell 15% quarter-over-quarter to $354M.

Based on Dalton Investments's 13F filing for Q3 2013, filed 14 Nov 2013.