DI

Dalton Investments Portfolio holdings

AUM $189M
This Quarter Return
+12.59%
1 Year Return
+27.4%
3 Year Return
+165.34%
5 Year Return
+304.55%
10 Year Return
+472.01%
AUM
$354M
AUM Growth
+$354M
Cap. Flow
-$77.9M
Cap. Flow %
-22.01%
Top 10 Hldgs %
86.76%
Holding
77
New
9
Increased
19
Reduced
18
Closed
13

Top Buys

1
MU icon
Micron Technology
MU
$34.9M
2
TRQ
Turquoise Hill Resources Ltd
TRQ
$1.46M
3
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
$1.31M
4
QQQ icon
Invesco QQQ Trust
QQQ
$394K
5
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
$370K

Top Sells

1
EWJ icon
iShares MSCI Japan ETF
EWJ
$43M
2
MS icon
Morgan Stanley
MS
$11.8M
3
AIG icon
American International
AIG
$9.4M
4
DELL
DELL INC
DELL
$9.31M
5
C icon
Citigroup
C
$6.59M

Sector Composition

1 Financials 53.01%
2 Technology 18.18%
3 Materials 2.58%
4 Energy 0.83%
5 Industrials 0.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BRK.B icon
1
Berkshire Hathaway Class B
BRK.B
$1.09T
$63.6M 17.98%
560,350
-46,200
-8% -$5.24M
AIG icon
2
American International
AIG
$45.1B
$61.7M 17.45%
1,269,200
-193,300
-13% -$9.4M
MU icon
3
Micron Technology
MU
$133B
$34.9M 9.88%
+2,000,000
New +$34.9M
C icon
4
Citigroup
C
$178B
$34.3M 9.7%
707,635
-135,800
-16% -$6.59M
GCVRZ
5
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$34M 9.61%
16,825,566
+648,723
+4% +$1.31M
HIMX
6
Himax Technologies
HIMX
$1.42B
$28.8M 8.15%
2,882,502
-432,000
-13% -$4.32M
NBG.PRA
7
DELISTED
NATIONAL BANK OF GREECE SA SPON ADR PFD REPSTG SER A
NBG.PRA
$18.7M 5.28%
1,530,000
-25,000
-2% -$305K
MS icon
8
Morgan Stanley
MS
$240B
$12.5M 3.53%
463,800
-437,300
-49% -$11.8M
BAC icon
9
Bank of America
BAC
$376B
$9.46M 2.67%
685,466
-457,600
-40% -$6.31M
TRQ
10
DELISTED
Turquoise Hill Resources Ltd
TRQ
$8.9M 2.52%
2,013,172
+329,640
+20% +$1.46M
EWJ icon
11
iShares MSCI Japan ETF
EWJ
$15.3B
$7.78M 2.2%
653,045
-3,607,996
-85% -$43M
AIG.WS
12
DELISTED
American International Group, Inc.
AIG.WS
$3.66M 1.03%
193,062
– –
BRK.A icon
13
Berkshire Hathaway Class A
BRK.A
$1.09T
$3.58M 1.01%
21
– –
VEU icon
14
Vanguard FTSE All-World ex-US ETF
VEU
$48.6B
$3.39M 0.96%
69,649
+7,605
+12% +$370K
VTI icon
15
Vanguard Total Stock Market ETF
VTI
$526B
$2.63M 0.74%
29,972
+852
+3% +$74.7K
RBS.PRR
16
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$2.56M 0.72%
126,910
– –
PHX
17
DELISTED
PHX Minerals
PHX
$1.9M 0.54%
67,200
– –
RWM icon
18
ProShares Short Russell2000
RWM
$124M
$1.66M 0.47%
89,636
– –
VV icon
19
Vanguard Large-Cap ETF
VV
$44.5B
$1.57M 0.44%
20,272
-905
-4% -$70K
JPM.WS
20
DELISTED
JPMorgan Chase
JPM.WS
$1.52M 0.43%
90,710
– –
JGBD
21
DELISTED
DB 3X INVERSE JAPANESE GOVT BD FUT NT 11/30/2021
JGBD
$1.45M 0.41%
83,000
– –
L icon
22
Loews
L
$20.1B
$935K 0.26%
20,000
– –
RFP
23
DELISTED
Resolute Forest Products Inc.
RFP
$793K 0.22%
60,000
– –
FCTY
24
DELISTED
1ST CENTURY BANCSHARES, INC COMMON STOCK (USA)
FCTY
$789K 0.22%
105,000
– –
ECF
25
Ellsworth Growth & Income Fund
ECF
$151M
$716K 0.2%
90,978
-1,446
-2% -$11.4K
1
2 3 4