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Dalton Investments Portfolio holdings

AUM $103M
1-Year Est. Return 3.77%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
-3.77%
3 Year Est. Return
+94.71%
5 Year Est. Return
+120.24%
10 Year Est. Return
+496.89%
AUM
$354M
AUM Growth
-$60.5M
Cap. Flow
-$94M
Cap. Flow %
-26.57%
Top 10 Hldgs %
86.76%
Holding
78
New
9
Increased
19
Reduced
18
Closed
14

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$29M
2
TRQ
Turquoise Hill Resources Ltd
TRQ
+$1.69M
3
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
+$1.24M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$381K
5
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$357K

Top Sells

Rank Stock Value
1
EWJ icon
iShares MSCI Japan ETF
EWJ
+$41.8M
2
MS icon
Morgan Stanley
MS
+$11.7M
3
DELL
DELL INC
DELL
+$9.31M
4
AIG icon
American International
AIG
+$9.19M
5
C icon
Citigroup
C
+$6.87M

Sector Composition

Rank Sector Weight
1 Financials 53.01%
2 Technology 18.18%
3 Materials 2.58%
4 Energy 0.83%
5 Industrials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DELL
76
DELISTED
DELL INC
DELL
– –
-698,465
Closed -$9.31M
PNX
77
DELISTED
PHOENIX COMPANIES INC. NEW
PNX
– –
-20,000
Closed -$860K
VXX
78
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-422
Closed -$559K
1 2 3
4

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Dalton Investments's Q3 2013 Portfolio in Review

As of Q3 2013, Dalton Investments held 78 positions worth $354M, down 15% from $414M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Dalton Investments withdrew a net $94M in Q3 2013, closing 14 positions and reducing 18 holdings. Its most notable exit was DELL INC, an estimated $9.31M position sold in full.

By sector, the portfolio is most concentrated in Financials at 53% of assets, down from 53% a quarter earlier, followed by Technology and Materials.

Against the trend, Dalton Investments opened a new position in Micron Technology worth $34.9M.

  • Dalton Investments's largest Q3 2013 buy was Micron Technology: 2,000,000 shares worth $34.9M.
  • Dalton Investments added most to Turquoise Hill Resources Ltd in Q3 2013, an estimated $1.69M increase.
  • Dalton Investments's biggest Q3 2013 reduction was iShares MSCI Japan ETF, cutting an estimated $41.8M.
  • Dalton Investments fully exited DELL INC in Q3 2013, selling an estimated $9.31M.
  • Dalton Investments's ten largest holdings make up 87% of its $354M portfolio in Q3 2013.
  • Dalton Investments opened 9 new positions and closed 14 in Q3 2013.
  • Dalton Investments's portfolio value fell 15% quarter-over-quarter to $354M.

Based on Dalton Investments's 13F filing for Q3 2013, filed 14 Nov 2013.