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Dalton Investments Portfolio holdings

AUM $103M
1-Year Est. Return 3.77%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
-3.77%
3 Year Est. Return
+94.71%
5 Year Est. Return
+120.24%
10 Year Est. Return
+496.89%
AUM
$485M
AUM Growth
+$84.1M
Cap. Flow
+$74.4M
Cap. Flow %
15.33%
Top 10 Hldgs %
87.54%
Holding
58
New
6
Increased
24
Reduced
9
Closed
5

Top Buys

Rank Stock Value
1
EWJ icon
iShares MSCI Japan ETF
EWJ
+$61.2M
2
RYAM icon
Rayonier Advanced Materials
RYAM
+$21.1M
3
DTUS
iPath US Treasury 2-year Bear ETN
DTUS
+$4.91M
4
G icon
Genpact
G
+$4.22M
5
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$482K

Top Sells

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$5.86M
2
NBG.PRA
NATIONAL BANK OF GREECE SA SPON ADR PFD REPSTG SER A
NBG.PRA
+$5.4M
3
NRG icon
NRG Energy
NRG
+$2.13M
4
TRQ
Turquoise Hill Resources Ltd
TRQ
+$1.96M
5
FBP icon
First Bancorp
FBP
+$1.71M

Sector Composition

Rank Sector Weight
1 Financials 46.01%
2 Technology 14.02%
3 Materials 11.54%
4 Industrials 0.11%
5 Energy 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEIM icon
51
Frequency Electronics
FEIM
$661M
$107K 0.02%
10,000
– –
MHF
52
Western Asset Municipal High Income Fund
MHF
$152M
$83K 0.02%
11,415
+102
+0.9% +$757
LIOX
53
DELISTED
Lionbridge Technologies
LIOX
$63K 0.01%
14,082
– –
ADEA icon
54
Adeia
ADEA
$3.07B
– –
-94,500
Closed -$552K
BGC icon
55
BGC Group
BGC
$5.38B
– –
-18,660
Closed -$89K
LAZ icon
56
Lazard
LAZ
$4.21B
– –
-4,000
Closed -$206K
NRG icon
57
NRG Energy
NRG
$29.2B
– –
-57,351
Closed -$2.13M
TRC icon
58
Tejon Ranch
TRC
$455M
– –
-9,785
Closed -$306K
1 2
3

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Dalton Investments's Q3 2014 Portfolio in Review

As of Q3 2014, Dalton Investments held 58 positions worth $485M, up 21% from $401M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

Dalton Investments deployed $74.4M of net new capital in Q3 2014, opening 6 new positions and adding to 24 existing holdings. Its largest new stake was iShares MSCI Japan ETF: 1,281,015 shares worth $60.3M.

By sector, the portfolio is most concentrated in Financials at 46% of assets, down from 55% a quarter earlier, followed by Technology and Materials.

On the sell side, the largest reduction was Morgan Stanley, an estimated $5.86M trimmed.

  • Dalton Investments's largest Q3 2014 buy was iShares MSCI Japan ETF: 1,281,015 shares worth $60.3M.
  • Dalton Investments added most to Citigroup in Q3 2014, an estimated $151K increase.
  • Dalton Investments's biggest Q3 2014 reduction was Morgan Stanley, cutting an estimated $5.86M.
  • Dalton Investments fully exited NRG Energy in Q3 2014, selling an estimated $2.13M.
  • Dalton Investments's ten largest holdings make up 88% of its $485M portfolio in Q3 2014.
  • Dalton Investments opened 6 new positions and closed 5 in Q3 2014.
  • Dalton Investments's portfolio value rose 21% quarter-over-quarter to $485M.

Based on Dalton Investments's 13F filing for Q3 2014, filed 12 Nov 2014.