DI

Dalton Investments Portfolio holdings

AUM $189M
This Quarter Return
+8.67%
1 Year Return
+27.4%
3 Year Return
+165.34%
5 Year Return
+304.55%
10 Year Return
+472.01%
AUM
$318M
AUM Growth
+$318M
Cap. Flow
-$58.4M
Cap. Flow %
-18.36%
Top 10 Hldgs %
90.04%
Holding
71
New
7
Increased
16
Reduced
9
Closed
20

Top Buys

1
TRQ
Turquoise Hill Resources Ltd
TRQ
$11.2M
2
TRQ.RT
TURQUOISE HILL RES LTD RTS EXP 01/07/2014 (DE)
TRQ.RT
$4.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$1.98M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
$413K
5
EOT
Eaton Vance National Municipal Opportunities Trust
EOT
$367K

Top Sells

1
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
$34M
2
HIMX
Himax Technologies
HIMX
$28.8M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
$7.78M
4
RWM icon
ProShares Short Russell2000
RWM
$1.66M
5
CHK
Chesapeake Energy Corporation
CHK
$647K

Sector Composition

1 Financials 63.09%
2 Technology 13.71%
3 Materials 5.6%
4 Energy 0.86%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KID
51
DELISTED
KID BRANDS,INC COMMON STOCK
KID
$23K 0.01%
23,000
– –
ADEA icon
52
Adeia
ADEA
$1.64B
– –
-22,000
Closed -$425K
AON icon
53
Aon
AON
$79.1B
– –
-3,000
Closed -$223K
EWJ icon
54
iShares MSCI Japan ETF
EWJ
$15.3B
– –
-653,045
Closed -$7.78M
F icon
55
Ford
F
$46.8B
– –
-20,000
Closed -$337K
FOF icon
56
Cohen & Steers Closed End Opportunity Fund
FOF
$361M
– –
-32,608
Closed -$402K
GE icon
57
GE Aerospace
GE
$292B
– –
-18,237
Closed -$436K
GS icon
58
Goldman Sachs
GS
$226B
– –
-2,400
Closed -$380K
HIMX
59
Himax Technologies
HIMX
$1.42B
– –
-2,882,502
Closed -$28.8M
HON icon
60
Honeywell
HON
$139B
– –
-2,500
Closed -$208K
HYG icon
61
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– –
-2,618
Closed -$240K
LUV icon
62
Southwest Airlines
LUV
$17.3B
– –
-10,000
Closed -$146K
QQQ icon
63
Invesco QQQ Trust
QQQ
$364B
– –
-5,000
Closed -$394K
RWM icon
64
ProShares Short Russell2000
RWM
$124M
– –
-89,636
Closed -$1.66M
SNT
65
Senstar Technologies
SNT
$105M
– –
-29,613
Closed -$103K
THC icon
66
Tenet Healthcare
THC
$16.3B
– –
-9,000
Closed -$371K
TRC icon
67
Tejon Ranch
TRC
$468M
– –
-9,000
Closed -$278K
UUP icon
68
Invesco DB US Dollar Index Bullish Fund
UUP
$174M
– –
-22,000
Closed -$476K
CHK
69
DELISTED
Chesapeake Energy Corporation
CHK
– –
-25,000
Closed -$647K
DD
70
DELISTED
Du Pont De Nemours E I
DD
– –
-4,000
Closed -$234K
GCVRZ
71
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-16,825,566
Closed -$34M
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