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Dalton Investments Portfolio holdings

AUM $103M
1-Year Est. Return 3.77%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
-3.77%
3 Year Est. Return
+94.71%
5 Year Est. Return
+120.24%
10 Year Est. Return
+496.89%
AUM
$354M
AUM Growth
-$60.5M
Cap. Flow
-$94M
Cap. Flow %
-26.57%
Top 10 Hldgs %
86.76%
Holding
78
New
9
Increased
19
Reduced
18
Closed
14

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$29M
2
TRQ
Turquoise Hill Resources Ltd
TRQ
+$1.69M
3
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
+$1.24M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$381K
5
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$357K

Top Sells

Rank Stock Value
1
EWJ icon
iShares MSCI Japan ETF
EWJ
+$41.8M
2
MS icon
Morgan Stanley
MS
+$11.7M
3
DELL
DELL INC
DELL
+$9.31M
4
AIG icon
American International
AIG
+$9.19M
5
C icon
Citigroup
C
+$6.87M

Sector Composition

Rank Sector Weight
1 Financials 53.01%
2 Technology 18.18%
3 Materials 2.58%
4 Energy 0.83%
5 Industrials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AON icon
51
Aon
AON
$76.5B
$223K 0.06%
3,000
-500
-14% -$34.3K
MUS
52
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$216K 0.06%
17,399
+288
+2% +$3.44K
MUNI icon
53
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.07B
$213K 0.06%
4,080
-2,927
-42% -$151K
HON icon
54
Honeywell
HON
$77B
$208K 0.06%
+2,782
New +$206K
FTF
55
Franklin Limited Duration Income Trust
FTF
$231M
$199K 0.06%
15,298
+259
+2% +$3.31K
MYC
56
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$186K 0.05%
12,994
-2,737
-17% -$38.3K
LUV icon
57
Southwest Airlines
LUV
$22B
$146K 0.04%
+10,000
New +$136K
MVC
58
DELISTED
MVC Capital, Inc.
MVC
$131K 0.04%
+10,000
New +$127K
BGC icon
59
BGC Group
BGC
$5.45B
$130K 0.04%
35,765
+4,665
+15% +$17.9K
FEIM icon
60
Frequency Electronics
FEIM
$635M
$117K 0.03%
10,000
– –
SNT
61
Senstar Technologies
SNT
$38M
$103K 0.03%
29,613
– –
OIA icon
62
Invesco Municipal Income Opportunities Trust
OIA
$289M
$89K 0.03%
14,000
+2,000
+17% +$12.5K
LIOX
63
DELISTED
Lionbridge Technologies
LIOX
$52K 0.01%
14,082
– –
KID
64
DELISTED
KID BRANDS,INC COMMON STOCK
KID
$34K 0.01%
+23,000
New +$34K
CSCO icon
65
Cisco
CSCO
$457B
– –
-125,600
Closed -$3.06M
GNW icon
66
Genworth Financial
GNW
$3.76B
– –
-239,300
Closed -$2.73M
HPQ icon
67
HP
HPQ
$24.9B
– –
-524,569
Closed -$5.91M
IMMR icon
68
Immersion
IMMR
$251M
– –
-10,000
Closed -$133K
PSX icon
69
Phillips 66
PSX
$84.9B
– –
-28,294
Closed -$1.67M
QQQ icon
70
PUT
Invesco QQQ Trust
QQQ
$469B
– –
-174,700
Closed -$12.4M
QVCGA
71
DELISTED
QVC Group Inc Series A
QVCGA
– –
-633
Closed -$598K
EQC
72
DELISTED
Equity Commonwealth
EQC
– –
-203,000
Closed -$4.69M
PXD
73
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-10,000
Closed -$1.45M
TUES
74
DELISTED
Tuesday Morning Corp
TUES
– –
-10,000
Closed -$104K
RSO
75
DELISTED
Resource Capital Corp.
RSO
– –
-2,695
Closed -$66K
1 2
3
4

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Dalton Investments's Q3 2013 Portfolio in Review

As of Q3 2013, Dalton Investments held 78 positions worth $354M, down 15% from $414M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Dalton Investments withdrew a net $94M in Q3 2013, closing 14 positions and reducing 18 holdings. Its most notable exit was DELL INC, an estimated $9.31M position sold in full.

By sector, the portfolio is most concentrated in Financials at 53% of assets, down from 53% a quarter earlier, followed by Technology and Materials.

Against the trend, Dalton Investments opened a new position in Micron Technology worth $34.9M.

  • Dalton Investments's largest Q3 2013 buy was Micron Technology: 2,000,000 shares worth $34.9M.
  • Dalton Investments added most to Turquoise Hill Resources Ltd in Q3 2013, an estimated $1.69M increase.
  • Dalton Investments's biggest Q3 2013 reduction was iShares MSCI Japan ETF, cutting an estimated $41.8M.
  • Dalton Investments fully exited DELL INC in Q3 2013, selling an estimated $9.31M.
  • Dalton Investments's ten largest holdings make up 87% of its $354M portfolio in Q3 2013.
  • Dalton Investments opened 9 new positions and closed 14 in Q3 2013.
  • Dalton Investments's portfolio value fell 15% quarter-over-quarter to $354M.

Based on Dalton Investments's 13F filing for Q3 2013, filed 14 Nov 2013.