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Dalton Investments Portfolio holdings

AUM $103M
1-Year Est. Return 3.77%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
-3.77%
3 Year Est. Return
+94.71%
5 Year Est. Return
+120.24%
10 Year Est. Return
+496.89%
AUM
$398M
AUM Growth
-$87.1M
Cap. Flow
-$71.6M
Cap. Flow %
-17.99%
Top 10 Hldgs %
79.37%
Holding
64
New
11
Increased
6
Reduced
21
Closed
15

Top Buys

Rank Stock Value
1
GNW icon
Genworth Financial
GNW
+$21M
2
LPG icon
Dorian LPG
LPG
+$19.7M
3
ALTO icon
Alto Ingredients
ALTO
+$13.9M
4
TRQ
Turquoise Hill Resources Ltd
TRQ
+$10.9M
5
EMWP
Eros Media World PLC
EMWP
+$9.95M

Top Sells

Rank Stock Value
1
EWJ icon
iShares MSCI Japan ETF
EWJ
+$50.9M
2
C icon
Citigroup
C
+$31M
3
AIG icon
American International
AIG
+$28.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$16.7M
5
MU icon
Micron Technology
MU
+$11.6M

Sector Composition

Rank Sector Weight
1 Financials 41.66%
2 Materials 16.43%
3 Technology 14.96%
4 Energy 5.05%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFP
26
DELISTED
Resolute Forest Products Inc.
RFP
$1.06M 0.27%
60,000
– –
JNJ icon
27
Johnson & Johnson
JNJ
$618B
$1.05M 0.26%
+10,000
New +$1.05M
XOM icon
28
ExxonMobil
XOM
$644B
$1.02M 0.26%
+11,000
New +$1.03M
JEF icon
29
Jefferies Financial Group
JEF
$12.6B
$1.01M 0.25%
50,271
-174
-0.3% -$3.59K
L icon
30
Loews
L
$23.9B
$840K 0.21%
20,000
– –
FCTY
31
DELISTED
1st Century Bancshares
FCTY
$701K 0.18%
110,400
+1,000
+0.9% +$6.9K
C icon
32
Citigroup
C
$222B
$690K 0.17%
12,754
-583,781
-98% -$31M
CSCO icon
33
Cisco
CSCO
$457B
$526K 0.13%
+18,900
New +$488K
RBS.PRN
34
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$478K 0.12%
19,299
– –
HPQ icon
35
HP
HPQ
$24.9B
$433K 0.11%
+23,782
New +$399K
ECF
36
Ellsworth Growth & Income Fund
ECF
$166M
$376K 0.09%
43,126
-36,596
-46% -$310K
VT icon
37
Vanguard Total World Stock ETF
VT
$77.1B
$295K 0.07%
4,902
-631
-11% -$37.9K
UUP icon
38
Invesco DB US Dollar Index Bullish Fund
UUP
$420M
$264K 0.07%
11,000
-11,000
-50% -$256K
RBS.PRP
39
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
$243K 0.06%
10,090
– –
MSFT icon
40
Microsoft
MSFT
$3.45T
$232K 0.06%
5,000
– –
EOT
41
Eaton Vance National Municipal Opportunities Trust
EOT
$270M
$217K 0.05%
10,345
-10,039
-49% -$205K
BCV
42
Bancroft Fund
BCV
$133M
$208K 0.05%
10,374
-12,669
-55% -$251K
PMO
43
Franklin Municipal Opportunities Trust
PMO
$280M
$174K 0.04%
14,492
-18,843
-57% -$224K
SNT
44
Senstar Technologies
SNT
$38M
$172K 0.04%
29,613
– –
MUS
45
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$157K 0.04%
11,792
-3,018
-20% -$40K
FTF
46
Franklin Limited Duration Income Trust
FTF
$231M
$145K 0.04%
11,910
-4,411
-27% -$54.1K
FEIM icon
47
Frequency Electronics
FEIM
$635M
$114K 0.03%
10,000
– –
OIA icon
48
Invesco Municipal Income Opportunities Trust
OIA
$289M
$88K 0.02%
12,667
-11,439
-47% -$78.1K
LIOX
49
DELISTED
Lionbridge Technologies
LIOX
$81K 0.02%
14,082
– –
ACTG icon
50
Acacia Research
ACTG
$428M
– –
-24,917
Closed -$386K
1
2
3

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Dalton Investments's Q4 2014 Portfolio in Review

As of Q4 2014, Dalton Investments held 64 positions worth $398M, down 18% from $485M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Dalton Investments withdrew a net $71.6M in Q4 2014, closing 15 positions and reducing 21 holdings. Its most notable exit was Morgan Stanley, an estimated $5.85M position sold in full.

By sector, the portfolio is most concentrated in Financials at 42% of assets, down from 46% a quarter earlier, followed by Materials and Technology.

Against the trend, Dalton Investments opened a new position in Genworth Financial worth $17M.

  • Dalton Investments's largest Q4 2014 buy was Genworth Financial: 2,000,000 shares worth $17M.
  • Dalton Investments added most to Turquoise Hill Resources Ltd in Q4 2014, an estimated $10.9M increase.
  • Dalton Investments's biggest Q4 2014 reduction was iShares MSCI Japan ETF, cutting an estimated $50.9M.
  • Dalton Investments fully exited Morgan Stanley in Q4 2014, selling an estimated $5.85M.
  • Dalton Investments's ten largest holdings make up 79% of its $398M portfolio in Q4 2014.
  • Dalton Investments opened 11 new positions and closed 15 in Q4 2014.
  • Dalton Investments's portfolio value fell 18% quarter-over-quarter to $398M.

Based on Dalton Investments's 13F filing for Q4 2014, filed 10 Feb 2015.