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Dalton Investments Portfolio holdings

AUM $103M
1-Year Est. Return 3.77%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
-3.77%
3 Year Est. Return
+94.71%
5 Year Est. Return
+120.24%
10 Year Est. Return
+496.89%
AUM
$485M
AUM Growth
+$84.1M
Cap. Flow
+$74.4M
Cap. Flow %
15.33%
Top 10 Hldgs %
87.54%
Holding
58
New
6
Increased
24
Reduced
9
Closed
5

Top Buys

Rank Stock Value
1
EWJ icon
iShares MSCI Japan ETF
EWJ
+$61.2M
2
RYAM icon
Rayonier Advanced Materials
RYAM
+$21.1M
3
DTUS
iPath US Treasury 2-year Bear ETN
DTUS
+$4.91M
4
G icon
Genpact
G
+$4.22M
5
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$482K

Top Sells

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$5.86M
2
NBG.PRA
NATIONAL BANK OF GREECE SA SPON ADR PFD REPSTG SER A
NBG.PRA
+$5.4M
3
NRG icon
NRG Energy
NRG
+$2.13M
4
TRQ
Turquoise Hill Resources Ltd
TRQ
+$1.96M
5
FBP icon
First Bancorp
FBP
+$1.71M

Sector Composition

Rank Sector Weight
1 Financials 46.01%
2 Technology 14.02%
3 Materials 11.54%
4 Industrials 0.11%
5 Energy 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCTY
26
DELISTED
1st Century Bancshares
FCTY
$806K 0.17%
109,400
-1,300
-1% -$9.74K
ECF
27
Ellsworth Growth & Income Fund
ECF
$166M
$690K 0.14%
79,722
+532
+0.7% +$4.69K
CRBQ
28
DELISTED
Alps Etf Tr Global Commodity Equity ETF (DE)
CRBQ
$552K 0.11%
13,109
+70
+0.5% +$3.17K
UUP icon
29
Invesco DB US Dollar Index Bullish Fund
UUP
$420M
$504K 0.1%
+22,000
New +$482K
RBS.PRN
30
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$472K 0.1%
19,299
– –
NTI
31
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$467K 0.1%
20,000
– –
BCV
32
Bancroft Fund
BCV
$133M
$455K 0.09%
23,043
+138
+0.6% +$2.78K
VB icon
33
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$428K 0.09%
+3,865
New +$443K
EOT
34
Eaton Vance National Municipal Opportunities Trust
EOT
$270M
$406K 0.08%
20,384
+236
+1% +$4.72K
PMO
35
Franklin Municipal Opportunities Trust
PMO
$280M
$390K 0.08%
33,335
+495
+2% +$5.76K
ACTG icon
36
Acacia Research
ACTG
$428M
$386K 0.08%
24,917
+109
+0.4% +$1.83K
VT icon
37
Vanguard Total World Stock ETF
VT
$77.1B
$334K 0.07%
5,533
+1,360
+33% +$84.3K
MUE
38
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$319K 0.07%
24,046
+383
+2% +$5.01K
GWX icon
39
State Street SPDR S&P International Small Cap ETF
GWX
$856M
$243K 0.05%
7,434
+28
+0.4% +$967
RBS.PRP
40
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
$241K 0.05%
10,090
– –
VNQ icon
41
Vanguard Real Estate ETF
VNQ
$39.2B
$233K 0.05%
3,246
-1,217
-27% -$91.8K
MSFT icon
42
Microsoft
MSFT
$3.45T
$232K 0.05%
5,000
-3,000
-38% -$134K
MUNI icon
43
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$222K 0.05%
4,162
+19
+0.5% +$1.01K
VIG icon
44
Vanguard Dividend Appreciation ETF
VIG
$111B
$211K 0.04%
2,736
+14
+0.5% +$1.09K
MYC
45
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$205K 0.04%
13,513
-133
-1% -$2K
FTF
46
Franklin Limited Duration Income Trust
FTF
$231M
$202K 0.04%
16,321
+234
+1% +$2.99K
MUS
47
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$192K 0.04%
14,810
+228
+2% +$2.96K
MUA icon
48
BlackRock MuniAssets Fund
MUA
$509M
$165K 0.03%
12,572
+175
+1% +$2.28K
OIA icon
49
Invesco Municipal Income Opportunities Trust
OIA
$289M
$164K 0.03%
24,106
+320
+1% +$2.2K
SNT
50
Senstar Technologies
SNT
$38M
$127K 0.03%
29,613
– –
1
2
3

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Dalton Investments's Q3 2014 Portfolio in Review

As of Q3 2014, Dalton Investments held 58 positions worth $485M, up 21% from $401M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

Dalton Investments deployed $74.4M of net new capital in Q3 2014, opening 6 new positions and adding to 24 existing holdings. Its largest new stake was iShares MSCI Japan ETF: 1,281,015 shares worth $60.3M.

By sector, the portfolio is most concentrated in Financials at 46% of assets, down from 55% a quarter earlier, followed by Technology and Materials.

On the sell side, the largest reduction was Morgan Stanley, an estimated $5.86M trimmed.

  • Dalton Investments's largest Q3 2014 buy was iShares MSCI Japan ETF: 1,281,015 shares worth $60.3M.
  • Dalton Investments added most to Citigroup in Q3 2014, an estimated $151K increase.
  • Dalton Investments's biggest Q3 2014 reduction was Morgan Stanley, cutting an estimated $5.86M.
  • Dalton Investments fully exited NRG Energy in Q3 2014, selling an estimated $2.13M.
  • Dalton Investments's ten largest holdings make up 88% of its $485M portfolio in Q3 2014.
  • Dalton Investments opened 6 new positions and closed 5 in Q3 2014.
  • Dalton Investments's portfolio value rose 21% quarter-over-quarter to $485M.

Based on Dalton Investments's 13F filing for Q3 2014, filed 12 Nov 2014.