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Dalton Investments Portfolio holdings

AUM $103M
1-Year Est. Return 3.77%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
-3.77%
3 Year Est. Return
+94.71%
5 Year Est. Return
+120.24%
10 Year Est. Return
+496.89%
AUM
$367M
AUM Growth
+$31M
Cap. Flow
+$20.3M
Cap. Flow %
5.52%
Top 10 Hldgs %
91.82%
Holding
61
New
9
Increased
25
Reduced
12
Closed
4

Top Buys

Rank Stock Value
1
TRQ
Turquoise Hill Resources Ltd
TRQ
+$18M
2
AIG.WS
American International Group, Inc.
AIG.WS
+$9.23M
3
ADEA icon
Adeia
ADEA
+$412K
4
TRC icon
Tejon Ranch
TRC
+$358K
5
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$280K

Top Sells

Rank Stock Value
1
MU icon
Micron Technology
MU
+$10.6M
2
C icon
Citigroup
C
+$5.84M
3
TRQ.RT
TURQUOISE HILL RES LTD RTS EXP 01/07/2014 (DE)
TRQ.RT
+$4.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.69M
5
MS icon
Morgan Stanley
MS
+$3.1M

Sector Composition

Rank Sector Weight
1 Financials 50.83%
2 Technology 10.24%
3 Materials 9.62%
4 Industrials 0.31%
5 Energy 0.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRN
26
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$437K 0.12%
19,299
-6,834
-26% -$153K
VB icon
27
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$436K 0.12%
3,864
+99
+3% +$11K
EOT
28
Eaton Vance National Municipal Opportunities Trust
EOT
$270M
$386K 0.11%
19,912
+53
+0.3% +$1.02K
ACTG icon
29
Acacia Research
ACTG
$428M
$375K 0.1%
24,560
+95
+0.4% +$1.38K
PMO
30
Franklin Municipal Opportunities Trust
PMO
$280M
$368K 0.1%
32,337
+513
+2% +$5.78K
TRC icon
31
Tejon Ranch
TRC
$457M
$347K 0.09%
+10,558
New +$358K
MVC
32
DELISTED
MVC Capital, Inc.
MVC
$332K 0.09%
24,500
+4,500
+23% +$63K
PHX
33
DELISTED
PHX Minerals
PHX
$314K 0.09%
14,400
-120,000
-89% -$2.33M
VNQ icon
34
Vanguard Real Estate ETF
VNQ
$39.2B
$304K 0.08%
4,299
+66
+2% +$4.52K
MUE
35
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$297K 0.08%
23,285
+391
+2% +$4.92K
UUP icon
36
Invesco DB US Dollar Index Bullish Fund
UUP
$420M
$279K 0.08%
+13,000
New +$280K
GWX icon
37
State Street SPDR S&P International Small Cap ETF
GWX
$856M
$251K 0.07%
7,406
+377
+5% +$12.6K
MSFT icon
38
Microsoft
MSFT
$3.45T
$246K 0.07%
+6,000
New +$225K
ETN icon
39
Eaton
ETN
$161B
$225K 0.06%
+3,000
New +$221K
RBS.PRP
40
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
$224K 0.06%
10,090
-3,046
-23% -$66.8K
MUNI icon
41
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$217K 0.06%
4,124
+22
+0.5% +$1.16K
VT icon
42
Vanguard Total World Stock ETF
VT
$77.1B
$217K 0.06%
3,644
– –
SCU
43
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$207K 0.06%
1,500
+200
+15% +$28.9K
FTF
44
Franklin Limited Duration Income Trust
FTF
$231M
$206K 0.06%
15,822
+261
+2% +$3.42K
VIG icon
45
Vanguard Dividend Appreciation ETF
VIG
$111B
$204K 0.06%
2,708
+12
+0.4% +$886
MYC
46
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$197K 0.05%
13,432
+220
+2% +$3.18K
MUS
47
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$181K 0.05%
14,355
+2,019
+16% +$25.1K
AA icon
48
Alcoa
AA
$11.9B
$167K 0.05%
+5,410
New +$150K
BGC icon
49
BGC Group
BGC
$5.45B
$157K 0.04%
37,320
+1,555
+4% +$6.61K
OIA icon
50
Invesco Municipal Income Opportunities Trust
OIA
$289M
$155K 0.04%
23,456
+348
+2% +$2.26K
1
2
3

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ABLA
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Dalton Investments's Q1 2014 Portfolio in Review

As of Q1 2014, Dalton Investments held 61 positions worth $367M, up 9.2% from $336M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

Dalton Investments deployed $20.3M of net new capital in Q1 2014, opening 9 new positions and adding to 25 existing holdings. Its largest new stake was Adeia: 75,600 shares worth $473K.

By sector, the portfolio is most concentrated in Financials at 51% of assets, down from 60% a quarter earlier, followed by Technology and Materials.

On the sell side, the largest reduction was Micron Technology, an estimated $10.6M trimmed.

  • Dalton Investments's largest Q1 2014 buy was Adeia: 75,600 shares worth $473K.
  • Dalton Investments added most to Turquoise Hill Resources Ltd in Q1 2014, an estimated $18M increase.
  • Dalton Investments's biggest Q1 2014 reduction was Micron Technology, cutting an estimated $10.6M.
  • Dalton Investments fully exited TURQUOISE HILL RES LTD RTS EXP 01/07/2014 (DE) in Q1 2014, selling an estimated $4.5M.
  • Dalton Investments's ten largest holdings make up 92% of its $367M portfolio in Q1 2014.
  • Dalton Investments opened 9 new positions and closed 4 in Q1 2014.
  • Dalton Investments's portfolio value rose 9.2% quarter-over-quarter to $367M.

Based on Dalton Investments's 13F filing for Q1 2014, filed 15 May 2014.