DI

Dalton Investments Portfolio holdings

AUM $189M
This Quarter Return
+8.67%
1 Year Return
+27.4%
3 Year Return
+165.34%
5 Year Return
+304.55%
10 Year Return
+472.01%
AUM
$318M
AUM Growth
+$318M
Cap. Flow
-$58.4M
Cap. Flow %
-18.36%
Top 10 Hldgs %
90.04%
Holding
71
New
7
Increased
16
Reduced
9
Closed
20

Top Buys

1
TRQ
Turquoise Hill Resources Ltd
TRQ
$11.2M
2
TRQ.RT
TURQUOISE HILL RES LTD RTS EXP 01/07/2014 (DE)
TRQ.RT
$4.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$1.98M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
$413K
5
EOT
Eaton Vance National Municipal Opportunities Trust
EOT
$367K

Top Sells

1
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
$34M
2
HIMX
Himax Technologies
HIMX
$28.8M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
$7.78M
4
RWM icon
ProShares Short Russell2000
RWM
$1.66M
5
CHK
Chesapeake Energy Corporation
CHK
$647K

Sector Composition

1 Financials 63.09%
2 Technology 13.71%
3 Materials 5.6%
4 Energy 0.86%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BCV
26
Bancroft Fund
BCV
$123M
$495K 0.15%
26,611
-874
-3% -$16.3K
NTI
27
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$492K 0.15%
20,000
– –
VB icon
28
Vanguard Small-Cap ETF
VB
$66.4B
$414K 0.12%
3,765
-209
-5% -$23K
EOT
29
Eaton Vance National Municipal Opportunities Trust
EOT
$259M
$367K 0.11%
+19,859
New +$367K
ACTG icon
30
Acacia Research
ACTG
$329M
$356K 0.11%
24,465
+2,343
+11% +$34.1K
PMO
31
Putnam Municipal Opportunities Trust
PMO
$278M
$342K 0.1%
31,824
+209
+0.7% +$2.25K
MUE icon
32
BlackRock MuniHoldings Quality Fund II
MUE
$209M
$277K 0.08%
22,894
+393
+2% +$4.76K
VNQ icon
33
Vanguard Real Estate ETF
VNQ
$34.6B
$273K 0.08%
4,233
– –
MVC
34
DELISTED
MVC Capital, Inc.
MVC
$270K 0.08%
20,000
+10,000
+100% +$135K
RBS.PRP
35
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
$266K 0.08%
13,136
– –
GWX icon
36
SPDR S&P International Small Cap ETF
GWX
$766M
$236K 0.07%
7,029
-592
-8% -$19.9K
BA icon
37
Boeing
BA
$177B
$232K 0.07%
1,700
-300
-15% -$40.9K
VT icon
38
Vanguard Total World Stock ETF
VT
$51.6B
$216K 0.06%
+3,644
New +$216K
MUNI icon
39
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$2.12B
$212K 0.06%
4,102
+22
+0.5% +$1.14K
VIG icon
40
Vanguard Dividend Appreciation ETF
VIG
$95.4B
$203K 0.06%
+2,696
New +$203K
FTF
41
Franklin Limited Duration Income Trust
FTF
$259M
$202K 0.06%
15,561
+263
+2% +$3.41K
SCU
42
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$192K 0.06%
+13,000
New +$192K
MYC
43
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$182K 0.05%
13,212
+218
+2% +$3K
MUS
44
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$146K 0.04%
12,336
-5,063
-29% -$59.9K
OIA icon
45
Invesco Municipal Income Opportunities Trust
OIA
$273M
$143K 0.04%
23,108
+9,108
+65% +$56.4K
BGC icon
46
BGC Group
BGC
$4.65B
$139K 0.04%
23,000
– –
MUA icon
47
BlackRock MuniAssets Fund
MUA
$413M
$139K 0.04%
+12,027
New +$139K
FEIM icon
48
Frequency Electronics
FEIM
$314M
$117K 0.03%
10,000
– –
LIOX
49
DELISTED
Lionbridge Technologies
LIOX
$84K 0.03%
14,082
– –
MHF
50
Western Asset Municipal High Income Fund
MHF
$151M
$75K 0.02%
+11,101
New +$75K
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