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Dalton Investments Portfolio holdings

AUM $103M
1-Year Est. Return 3.77%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
-3.77%
3 Year Est. Return
+94.71%
5 Year Est. Return
+120.24%
10 Year Est. Return
+496.89%
AUM
$354M
AUM Growth
-$60.5M
Cap. Flow
-$94M
Cap. Flow %
-26.57%
Top 10 Hldgs %
86.76%
Holding
78
New
9
Increased
19
Reduced
18
Closed
14

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$29M
2
TRQ
Turquoise Hill Resources Ltd
TRQ
+$1.69M
3
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
+$1.24M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$381K
5
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$357K

Top Sells

Rank Stock Value
1
EWJ icon
iShares MSCI Japan ETF
EWJ
+$41.8M
2
MS icon
Morgan Stanley
MS
+$11.7M
3
DELL
DELL INC
DELL
+$9.31M
4
AIG icon
American International
AIG
+$9.19M
5
C icon
Citigroup
C
+$6.87M

Sector Composition

Rank Sector Weight
1 Financials 53.01%
2 Technology 18.18%
3 Materials 2.58%
4 Energy 0.83%
5 Industrials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEF icon
26
Jefferies Financial Group
JEF
$12.6B
$681K 0.19%
27,928
– –
CHK
27
DELISTED
Chesapeake Energy Corporation
CHK
$647K 0.18%
132
– –
CRBQ
28
DELISTED
Alps Etf Tr Global Commodity Equity ETF (DE)
CRBQ
$550K 0.16%
13,074
+24
+0.2% +$997
RBS.PRN
29
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$545K 0.15%
26,133
– –
ACTG icon
30
Acacia Research
ACTG
$428M
$510K 0.14%
22,122
+7,800
+54% +$178K
BCV
31
Bancroft Fund
BCV
$133M
$493K 0.14%
27,485
+183
+0.7% +$3.25K
UUP icon
32
Invesco DB US Dollar Index Bullish Fund
UUP
$420M
$476K 0.13%
22,000
+12,000
+120% +$266K
GE icon
33
GE Aerospace
GE
$374B
$436K 0.12%
3,805
+626
+20% +$71.8K
ADEA icon
34
Adeia
ADEA
$2.94B
$425K 0.12%
83,160
+22,680
+38% +$120K
VB icon
35
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$407K 0.12%
3,974
-173
-4% -$17.3K
FOF icon
36
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$402K 0.11%
32,608
-3,109
-9% -$39.4K
QQQ icon
37
Invesco QQQ Trust
QQQ
$453B
$394K 0.11%
+5,000
New +$381K
NTI
38
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$394K 0.11%
20,000
– –
GS icon
39
Goldman Sachs
GS
$300B
$380K 0.11%
2,400
-800
-25% -$129K
THC icon
40
Tenet Healthcare
THC
$20.5B
$371K 0.1%
9,000
+1,000
+13% +$41.8K
PMO
41
Franklin Municipal Opportunities Trust
PMO
$280M
$346K 0.1%
31,615
+17,116
+118% +$185K
F icon
42
Ford
F
$58.5B
$337K 0.1%
20,000
+3,000
+18% +$50.7K
MUE
43
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$284K 0.08%
22,501
+372
+2% +$4.63K
VNQ icon
44
Vanguard Real Estate ETF
VNQ
$39.2B
$280K 0.08%
4,233
+68
+2% +$4.62K
TRC icon
45
Tejon Ranch
TRC
$457M
$278K 0.08%
+9,270
New +$282K
RBS.PRP
46
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
$270K 0.08%
13,136
– –
GWX icon
47
State Street SPDR S&P International Small Cap ETF
GWX
$856M
$249K 0.07%
7,621
-425
-5% -$13.2K
HYG icon
48
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$240K 0.07%
2,618
-294
-10% -$27K
BA icon
49
Boeing
BA
$171B
$235K 0.07%
+2,000
New +$215K
DD
50
DELISTED
Du Pont De Nemours E I
DD
$234K 0.07%
+4,212
New +$230K
1
2
3 4

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Dalton Investments's Q3 2013 Portfolio in Review

As of Q3 2013, Dalton Investments held 78 positions worth $354M, down 15% from $414M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Dalton Investments withdrew a net $94M in Q3 2013, closing 14 positions and reducing 18 holdings. Its most notable exit was DELL INC, an estimated $9.31M position sold in full.

By sector, the portfolio is most concentrated in Financials at 53% of assets, down from 53% a quarter earlier, followed by Technology and Materials.

Against the trend, Dalton Investments opened a new position in Micron Technology worth $34.9M.

  • Dalton Investments's largest Q3 2013 buy was Micron Technology: 2,000,000 shares worth $34.9M.
  • Dalton Investments added most to Turquoise Hill Resources Ltd in Q3 2013, an estimated $1.69M increase.
  • Dalton Investments's biggest Q3 2013 reduction was iShares MSCI Japan ETF, cutting an estimated $41.8M.
  • Dalton Investments fully exited DELL INC in Q3 2013, selling an estimated $9.31M.
  • Dalton Investments's ten largest holdings make up 87% of its $354M portfolio in Q3 2013.
  • Dalton Investments opened 9 new positions and closed 14 in Q3 2013.
  • Dalton Investments's portfolio value fell 15% quarter-over-quarter to $354M.

Based on Dalton Investments's 13F filing for Q3 2013, filed 14 Nov 2013.