Dalton Investments’s PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund MUNI Stock Holding History

Dalton Investments’s Portfolio MUNI Stock Details MUNI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-4,162	Closed	-$222K	–	57
2014 Q3	$222K	Buy	4,162 +19	+0.5%	+$1.01K	0.05%	43
2014 Q2	$220K	Buy	4,143 +19	+0.5%	+$1.01K	0.05%	40
2014 Q1	$217K	Buy	4,124 +22	+0.5%	+$1.16K	0.06%	41
2013 Q4	$212K	Buy	4,102 +22	+0.5%	+$1.15K	0.06%	40
2013 Q3	$213K	Sell	4,080 -2,927	-42%	-$151K	0.06%	53
2013 Q2	$363K	Buy	+7,007	New	+$378K	0.09%	46

Other funds holding MUNI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gateway Advisory Westfield, New Jersey $620M AUM 19.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Palladiem Bryn Mawr, Pennsylvania $105M AUM

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LYV

Live Your Vision West Conshohocken, Pennsylvania $330M AUM 2.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Foster & Motley Cincinnati, Ohio $1.94B AUM 21.65% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Dalton Investments's MUNI Position: Q4 2014 in Review

Dalton Investments sold out of PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund (MUNI) in Q4 2014, closing a stake of 4,162 shares — an estimated $222K sold.

Dalton Investments first reported a position in MUNI in Q2 2013 and held it in 6 quarters. The position peaked at $363K in Q2 2013. 52 funds tracked by Wall St. Rank hold MUNI as of Q4 2014.

Dalton Investments reported no remaining PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund position as of Q4 2014 after selling out during the quarter.
Dalton Investments sold 4,162 PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund shares in Q4 2014, an estimated $222K.
Dalton Investments first reported a position in PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund in Q2 2013 and held it in 6 quarters.
Dalton Investments's PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund position peaked at $363K in Q2 2013.
52 funds tracked by Wall St. Rank held PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund as of Q4 2014.

Based on Dalton Investments's 13F filing for Q4 2014, filed 10 Feb 2015.