Daiwa Securities Group’s Upstart Holdings UPST Stock Holding History

Daiwa Securities Group’s Portfolio UPST Stock Details UPST Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-250	Closed	-$289K	–	1401
2022 Q2	$289K	Buy	+250	New	+$14.9K	﹤0.01%	917

Other funds holding UPST

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return

HFF

Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return

Daiwa Securities Group's UPST Position: Q1 2026 in Review

Daiwa Securities Group sold out of Upstart Holdings (UPST) in Q1 2026, closing a stake of 1,372 shares — an estimated $60K sold.

Daiwa Securities Group first reported a position in UPST in Q4 2021 and held it in 14 quarters. The position peaked at $196K in Q1 2022. 338 funds tracked by Wall St. Rank hold UPST as of Q1 2026.

Daiwa Securities Group reported no remaining Upstart Holdings position as of Q1 2026 after selling out during the quarter.
Daiwa Securities Group sold 1,372 Upstart Holdings shares in Q1 2026, an estimated $60K.
Daiwa Securities Group first reported a position in Upstart Holdings in Q4 2021 and held it in 14 quarters.
Daiwa Securities Group's Upstart Holdings position peaked at $196K in Q1 2022.
338 funds tracked by Wall St. Rank held Upstart Holdings as of Q1 2026.

Based on Daiwa Securities Group's 13F filing for Q1 2026, filed 13 May 2026.