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DCM

DAFNA Capital Management Portfolio holdings

AUM $440M
1-Year Est. Return 109.12%
This Fund
S&P 500
This Quarter Est. Return
+27.83%
1 Year Est. Return
+109.12%
3 Year Est. Return
+239.59%
5 Year Est. Return
+227.89%
10 Year Est. Return
+3,611.91%
AUM
$130M
AUM Growth
+$3.84M
Cap. Flow
-$22.7M
Cap. Flow %
-17.42%
Top 10 Hldgs %
57.06%
Holding
85
New
22
Increased
8
Reduced
24
Closed
13

Top Buys

Rank Stock Value
1
AGTC
Applied Genetic Technologies Corporation
AGTC
+$2.44M
2
ZSPH
ZS PHARMA INC COMS TK (DE)
ZSPH
+$1.79M
3
OTIC
Otonomy, Inc.
OTIC
+$1.71M
4
ASND icon
Ascendis Pharma A/S
ASND
+$1.7M
5
ZGNX
Zogenix, Inc.
ZGNX
+$1.21M

Top Sells

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$7.59M
2
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$4.31M
3
OCRX
Ocera Therapeutics, Inc.
OCRX
+$4.04M
4
CTIC
CTI BioPharma Corp. (DE) Common Stock
CTIC
+$3.36M
5
NVDQ
Novadaq Technologies Inc.
NVDQ
+$2.4M

Sector Composition

Rank Sector Weight
1 Healthcare 55.65%
2 Financials 0.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTIC
76
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-142,500
Closed -$3.36M
1 2 3
4

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DAFNA Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, DAFNA Capital Management held 85 positions worth $130M, up 3% from $126M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

DAFNA Capital Management withdrew a net $22.7M in Q1 2015, closing 13 positions and reducing 24 holdings. Its most notable exit was Ocera Therapeutics, Inc., an estimated $4.04M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 56% of assets, down from 60% a quarter earlier, followed by Financials.

Against the trend, DAFNA Capital Management opened a new position in Applied Genetic Technologies Corporation worth $2.19M.

  • DAFNA Capital Management's largest Q1 2015 buy was Applied Genetic Technologies Corporation: 109,323 shares worth $2.19M.
  • DAFNA Capital Management added most to Rigel Pharmaceuticals in Q1 2015, an estimated $989K increase.
  • DAFNA Capital Management's biggest Q1 2015 reduction was PHARMACYCLICS INC, cutting an estimated $7.59M.
  • DAFNA Capital Management fully exited Ocera Therapeutics, Inc. in Q1 2015, selling an estimated $4.04M.
  • DAFNA Capital Management's ten largest holdings make up 57% of its $130M portfolio in Q1 2015.
  • DAFNA Capital Management opened 22 new positions and closed 13 in Q1 2015.
  • DAFNA Capital Management's portfolio value rose 3% quarter-over-quarter to $130M.

Based on DAFNA Capital Management's 13F filing for Q1 2015, filed 15 May 2015.