DAFNA Capital Management’s Otonomy, Inc. OTIC Stock Holding History

DAFNA Capital Management’s Portfolio OTIC Stock Details OTIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-1,470,199	Closed	-$434K	–	88
2022 Q3	$434K	Hold	1,470,199	–	–	0.12%	75
2022 Q2	$3.06M	Sell	1,470,199 -27,315	-2%	-$56.9K	0.83%	34
2022 Q1	$3.59M	Sell	1,497,514 -702,783	-32%	-$1.49M	0.94%	29
2021 Q4	$4.58M	Sell	2,200,297 -179,095	-8%	-$368K	1.15%	26
2021 Q3	$4.57M	Hold	2,379,392	–	–	1.21%	22
2021 Q2	$5.31M	Buy	2,379,392 +1,989,800	+511%	+$4.6M	1.11%	25
2021 Q1	$993K	Hold	389,592	–	–	0.24%	72
2020 Q4	$2.52M	Sell	389,592 -299,508	-43%	-$1.36M	0.75%	34
2020 Q3	$2.79M	Buy	689,100 +219,965	+47%	+$829K	0.91%	30
2020 Q2	$1.7M	Hold	469,135	–	–	0.49%	43
2020 Q1	$924K	Hold	469,135	–	–	0.39%	52
2019 Q4	$1.8M	Buy	+469,135	New	+$1.15M	0.62%	36
2015 Q4	–	Sell	-111,466	Closed	-$1.99M	–	85
2015 Q3	$1.99M	Hold	111,466	–	–	1.97%	15
2015 Q2	$2.56M	Buy	111,466 +61,466	+123%	+$1.72M	2.17%	16
2015 Q1	$1.77M	Buy	+50,000	New	+$1.71M	1.36%	19

Other funds holding OTIC

Acadian Asset Management Boston, Massachusetts $84.2B AUM 55.88% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

NFSG

Newbridge Financial Services Group Boca Raton, Florida $808M AUM 51.1% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 29.84% 1-Year Est. Return

DAFNA Capital Management's OTIC Position: Q4 2022 in Review

DAFNA Capital Management sold out of Otonomy, Inc. (OTIC) in Q4 2022, closing a stake of 1,470,199 shares — an estimated $434K sold.

DAFNA Capital Management first reported a position in OTIC in Q1 2015 and held it in 15 quarters. The position peaked at $5.31M in Q2 2021. 6 funds tracked by Wall St. Rank hold OTIC as of Q4 2022.

DAFNA Capital Management reported no remaining Otonomy, Inc. position as of Q4 2022 after selling out during the quarter.
DAFNA Capital Management sold 1,470,199 Otonomy, Inc. shares in Q4 2022, an estimated $434K.
DAFNA Capital Management first reported a position in Otonomy, Inc. in Q1 2015 and held it in 15 quarters.
DAFNA Capital Management's Otonomy, Inc. position peaked at $5.31M in Q2 2021.
6 funds tracked by Wall St. Rank held Otonomy, Inc. as of Q4 2022.

Based on DAFNA Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.