DCM

DAFNA Capital Management Portfolio holdings

AUM $362M
This Quarter Return
-6.19%
1 Year Return
-0.48%
3 Year Return
+117.01%
5 Year Return
+181.93%
10 Year Return
+1,483.26%
AUM
$106M
AUM Growth
+$106M
Cap. Flow
+$581K
Cap. Flow %
0.55%
Top 10 Hldgs %
66.88%
Holding
55
New
8
Increased
10
Reduced
3
Closed
5

Top Buys

1
ARCT icon
Arcturus Therapeutics
ARCT
$1.3M
2
RIOT icon
Riot Platforms
RIOT
$1.3M
3
ECI
ENCISION INC
ECI
$1.13M
4
OCRX
Ocera Therapeutics, Inc.
OCRX
$744K
5
CRDC
CARDICA INC COM NEW (DE)
CRDC
$493K

Top Sells

1
MACK
Merrimack Pharmaceuticals, Inc.
MACK
$2.6M
2
AMPE
Ampio Pharmaceuticals Inc.
AMPE
$1.88M
3
CLVS
Clovis Oncology, Inc.
CLVS
$873K
4
DMK
DMK Pharmaceuticals Corporation Common Stock
DMK
$795K
5
IMUC
ImmunoCellular Therapeutics, Ltd.
IMUC
$691K

Sector Composition

1 Healthcare 69.05%
2 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMPE
1
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$11.7M 11.09% 1,401,146 -224,557 -14% -$1.88M
ATRC icon
2
AtriCure
ATRC
$1.84B
$10.5M 9.95% 570,987 – –
PCYC
3
DELISTED
PHARMACYCLICS INC
PCYC
$10.4M 9.83% 115,628 +5,000 +5% +$449K
WINT
4
DELISTED
Windtree Therapeutics Inc
WINT
$10.1M 9.61% 5,698,739 – –
NXTM
5
DELISTED
NxStage Medical Inc.
NXTM
$5.52M 5.23% 384,154 – –
STXS icon
6
Stereotaxis
STXS
$261M
$4.9M 4.65% 1,381,460 – –
DSCI
7
DELISTED
Derma Sciences, Inc. Common Stock (DE)
DSCI
$4.45M 4.22% 384,794 – –
NVDQ
8
DELISTED
Novadaq Technologies Inc.
NVDQ
$4.34M 4.12% 263,541 – –
PODD icon
9
Insulet
PODD
$23.9B
$4.34M 4.11% 109,418 – –
PLX icon
10
Protalix BioTherapeutics
PLX
$124M
$4.3M 4.08% 1,178,440 – –
VXRT
11
DELISTED
Vaxart
VXRT
$2.08M 1.97% 729,781 – –
GLMD icon
12
Galmed Pharmaceuticals
GLMD
$6.96M
$2.01M 1.9% 206,100 +4,000 +2% +$39K
BSTC
13
DELISTED
BioSpecifics Technologies Corp.
BSTC
$1.89M 1.79% 70,088 – –
CRDC
14
DELISTED
CARDICA INC COM NEW (DE)
CRDC
$1.69M 1.61% 1,486,004 +432,300 +41% +$493K
BEAT
15
DELISTED
BioTelemetry, Inc.
BEAT
$1.69M 1.6% 235,645 +20,000 +9% +$143K
MTEM
16
DELISTED
Molecular Templates, Inc.
MTEM
$1.56M 1.47% 393,000 +122,500 +45% +$485K
ARCT icon
17
Arcturus Therapeutics
ARCT
$462M
$1.47M 1.39% 84,996 +75,375 +783% +$1.3M
RIOT icon
18
Riot Platforms
RIOT
$5.09B
$1.47M 1.39% 658,000 +585,000 +801% +$1.3M
KERX
19
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$1.42M 1.35% 92,400 -7,600 -8% -$117K
OCRX
20
DELISTED
Ocera Therapeutics, Inc.
OCRX
$1.23M 1.16% 160,622 +97,399 +154% +$744K
UPI
21
DELISTED
UROPLASTY INC-NEW
UPI
$1.18M 1.12% 441,859 +152,527 +53% +$409K
XNPT
22
DELISTED
XENOPORT, INC.
XNPT
$1.16M 1.1% 240,190 +20,000 +9% +$96.6K
ECI
23
DELISTED
ENCISION INC
ECI
$1.13M 1.07% +1,062,500 New +$1.13M
JNJ icon
24
Johnson & Johnson
JNJ
$427B
$983K 0.93% 9,400 – –
SPNC
25
DELISTED
Spectranetics Corp
SPNC
$965K 0.91% 42,162 – –
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