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DCM

DAFNA Capital Management Portfolio holdings

AUM $440M
1-Year Est. Return 109.12%
This Fund
S&P 500
This Quarter Est. Return
-5.98%
1 Year Est. Return
+109.12%
3 Year Est. Return
+239.59%
5 Year Est. Return
+227.89%
10 Year Est. Return
+3,611.91%
AUM
$106M
AUM Growth
-$10.8M
Cap. Flow
+$475K
Cap. Flow %
0.45%
Top 10 Hldgs %
66.88%
Holding
54
New
8
Increased
10
Reduced
2
Closed
5

Top Buys

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$1.3M
2
RIOT icon
Riot Platforms
RIOT
+$1.25M
3
ECI
ENCISION INC
ECI
+$1.13M
4
OCRX
Ocera Therapeutics, Inc.
OCRX
+$776K
5
FATE icon
Fate Therapeutics
FATE
+$535K

Top Sells

Rank Stock Value
1
MACK
Merrimack Pharmaceuticals, Inc.
MACK
+$2.6M
2
AMPE
Ampio Pharmaceuticals Inc.
AMPE
+$1.53M
3
CLVS
Clovis Oncology, Inc.
CLVS
+$873K
4
DMK
DMK Pharmaceuticals Corporation Common Stock
DMK
+$795K
5
IMUC
ImmunoCellular Therapeutics, Ltd.
IMUC
+$691K

Sector Composition

Rank Sector Weight
1 Healthcare 69.94%
2 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MACK
51
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-65,438
Closed -$2.6M
IMUC
52
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
– –
-14,167
Closed -$691K
1 2
3

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DAFNA Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, DAFNA Capital Management held 54 positions worth $106M, down 9.3% from $116M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

DAFNA Capital Management's Q2 2014 filing shows 8 new, 10 increased, 2 reduced and 5 closed positions. Its largest new stake was ENCISION INC: 1,062,500 shares worth $1.13M. The largest sale was Merrimack Pharmaceuticals, Inc., an estimated $2.6M.

By sector, the portfolio is most concentrated in Healthcare at 70% of assets, down from 71% a quarter earlier, followed by Financials.

  • DAFNA Capital Management's largest Q2 2014 buy was ENCISION INC: 1,062,500 shares worth $1.13M.
  • DAFNA Capital Management added most to Arcturus Therapeutics in Q2 2014, an estimated $1.3M increase.
  • DAFNA Capital Management's biggest Q2 2014 reduction was Ampio Pharmaceuticals Inc., cutting an estimated $1.53M.
  • DAFNA Capital Management fully exited Merrimack Pharmaceuticals, Inc. in Q2 2014, selling an estimated $2.6M.
  • DAFNA Capital Management's ten largest holdings make up 67% of its $106M portfolio in Q2 2014.
  • DAFNA Capital Management opened 8 new positions and closed 5 in Q2 2014.
  • DAFNA Capital Management's portfolio value fell 9.3% quarter-over-quarter to $106M.

Based on DAFNA Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.