DAFNA Capital Management’s Riot Platforms RIOT Stock Holding History

DAFNA Capital Management’s Portfolio RIOT Stock Details RIOT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-74,350	Closed	-$201K	–	103
2016 Q1	$201K	Hold	74,350	–	–	0.17%	77
2015 Q4	$181K	Sell	74,350 -6,950	-9%	-$17K	0.16%	67
2015 Q3	$200K	Sell	81,300 -950	-1%	-$3.14K	0.2%	71
2015 Q2	$295K	Hold	82,250	–	–	0.25%	60
2015 Q1	$305K	Hold	82,250	–	–	0.23%	56
2014 Q4	$1.17M	Hold	82,250	–	–	0.92%	30
2014 Q3	$1.09M	Hold	82,250	–	–	1.1%	23
2014 Q2	$1.47M	Buy	82,250 +73,125	+801%	+$1.25M	1.39%	19
2014 Q1	$192K	Sell	9,125 -64,625	-88%	-$1.33M	0.17%	43
2013 Q4	$1.26M	Hold	73,750	–	–	1.3%	17
2013 Q3	$1.15M	Sell	73,750 -13,375	-15%	-$163K	1.25%	19
2013 Q2	$836K	Buy	+87,125	New	+$1.13M	1.22%	20

Other funds holding RIOT

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $107M AUM 82.62% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

ARTA

A.R.T. Advisors New York $1.79M AUM 57.47% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

PSC

Piper Sandler & Co Minneapolis, Minnesota $102M AUM 0.13% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

DAFNA Capital Management's RIOT Position: Q2 2016 in Review

DAFNA Capital Management sold out of Riot Platforms (RIOT) in Q2 2016, closing a stake of 74,350 shares — an estimated $201K sold.

DAFNA Capital Management first reported a position in RIOT in Q2 2013 and held it in 12 quarters. The position peaked at $1.47M in Q2 2014. 21 funds tracked by Wall St. Rank hold RIOT as of Q2 2016.

DAFNA Capital Management reported no remaining Riot Platforms position as of Q2 2016 after selling out during the quarter.
DAFNA Capital Management sold 74,350 Riot Platforms shares in Q2 2016, an estimated $201K.
DAFNA Capital Management first reported a position in Riot Platforms in Q2 2013 and held it in 12 quarters.
DAFNA Capital Management's Riot Platforms position peaked at $1.47M in Q2 2014.
21 funds tracked by Wall St. Rank held Riot Platforms as of Q2 2016.

Based on DAFNA Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.