DCM

DAFNA Capital Management Portfolio holdings

AUM $362M
This Quarter Return
+10.25%
1 Year Return
-0.48%
3 Year Return
+117.01%
5 Year Return
+181.93%
10 Year Return
+1,483.26%
AUM
$116M
AUM Growth
+$116M
Cap. Flow
+$9.18M
Cap. Flow %
7.89%
Top 10 Hldgs %
65.75%
Holding
56
New
9
Increased
9
Reduced
8
Closed
10

Top Buys

1
AMPE
Ampio Pharmaceuticals Inc.
AMPE
$7.62M
2
DSCI
Derma Sciences, Inc. Common Stock (DE)
DSCI
$4.16M
3
VXRT
Vaxart
VXRT
$2.46M
4
GLMD icon
Galmed Pharmaceuticals
GLMD
$2.32M
5
ATRC icon
AtriCure
ATRC
$2.15M

Top Sells

1
GIVN
GIVEN IMAGING LTD
GIVN
$4.7M
2
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
$2.51M
3
STXS icon
Stereotaxis
STXS
$1.52M
4
RIOT icon
Riot Platforms
RIOT
$1.36M
5
ACHV icon
Achieve Life Sciences
ACHV
$928K

Sector Composition

1 Healthcare 69.95%
2 Financials 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLVS
26
DELISTED
Clovis Oncology, Inc.
CLVS
$873K 0.75% 12,600 – –
DMK
27
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$795K 0.68% 125,000 – –
EXAC
28
DELISTED
Exactech Inc
EXAC
$713K 0.61% 31,636 – –
IMUC
29
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$691K 0.59% +566,680 New +$691K
SRGA
30
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$682K 0.59% 167,058 – –
OCRX
31
DELISTED
Ocera Therapeutics, Inc.
OCRX
$667K 0.57% 63,223 – –
ICPT
32
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$660K 0.57% 2,000 -7,598 -79% -$2.51M
APEN
33
DELISTED
Apollo Endosurgery, Inc.
APEN
$499K 0.43% +105,000 New +$499K
MASI icon
34
Masimo
MASI
$7.59B
$478K 0.41% 17,500 – –
CRIS icon
35
Curis
CRIS
$20.9M
$423K 0.36% 150,000 – –
AVEO
36
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$391K 0.34% +261,507 New +$391K
AKTX
37
Akari Therapeutics
AKTX
$24.8M
$285K 0.25% +43,900 New +$285K
GNVC
38
DELISTED
GenVec, Inc.
GNVC
$265K 0.23% +100,000 New +$265K
TNXP icon
39
Tonix Pharmaceuticals
TNXP
$260M
$260K 0.22% +25,000 New +$260K
RIOT icon
40
Riot Platforms
RIOT
$5.09B
$192K 0.17% 73,000 -517,000 -88% -$1.36M
CEMI
41
DELISTED
Chembio diagnostics, Inc.
CEMI
$190K 0.16% 55,202 – –
ARCT icon
42
Arcturus Therapeutics
ARCT
$462M
$175K 0.15% +9,621 New +$175K
RVP icon
43
Retractable Technologies
RVP
$25.1M
$76K 0.07% 20,000 – –
ACHV icon
44
Achieve Life Sciences
ACHV
$152M
– – -111,245 Closed -$928K
DVAX icon
45
Dynavax Technologies
DVAX
$1.19B
– – -290,000 Closed -$568K
PTN
46
DELISTED
Palatin Technologies
PTN
– – -344,690 Closed -$253K
TGTX icon
47
TG Therapeutics
TGTX
$4.65B
– – -75,000 Closed -$293K
TOVX icon
48
Theriva Biologics
TOVX
$3.94M
– – -184,900 Closed -$283K
HSTO
49
DELISTED
Histogen Inc. Common Stock
HSTO
– – -135,666 Closed -$875K
DYAX
50
DELISTED
DYAX CORPORATION
DYAX
– – -75,500 Closed -$569K
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