D.J. St. Germain’s WAVE SYS CORP CL A NEW COM STK (DE) WAVX Stock Holding History

D.J. St. Germain’s Portfolio WAVX Stock Details WAVX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,000	Closed	-$6K	–	112
2015 Q2	$6K	Hold	1,000	–	–	﹤0.01%	105
2015 Q1	$7K	Hold	1,000	–	–	﹤0.01%	107
2014 Q4	$8K	Hold	1,000	–	–	﹤0.01%	110
2014 Q3	$11K	Hold	1,000	–	–	﹤0.01%	109
2014 Q2	$14K	Hold	1,000	–	–	﹤0.01%	107
2014 Q1	$9K	Buy	+1,000	New	+$9.63K	﹤0.01%	103
2013 Q3	–	Sell	-500	Closed	-$6K	–	101
2013 Q2	$6K	Buy	+500	New	+$9.65K	﹤0.01%	95

Other funds holding WAVX

PCM

Perkins Capital Management Wayzata, Minnesota $107M AUM 82.62% 1-Year Est. Return

PGCM

Prescott Group Capital Management Tulsa, Oklahoma $1B AUM 51.95% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Rathbones Group Liverpool, United Kingdom $27.1B AUM 20.2% 1-Year Est. Return

ICAS

Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

D.J. St. Germain's WAVX Position: Q3 2015 in Review

D.J. St. Germain sold out of WAVE SYS CORP CL A NEW COM STK (DE) (WAVX) in Q3 2015, closing a stake of 1,000 shares — an estimated $6K sold.

D.J. St. Germain first reported a position in WAVX in Q2 2013 and held it in 7 quarters. The position peaked at $14K in Q2 2014. 31 funds tracked by Wall St. Rank hold WAVX as of Q3 2015.

D.J. St. Germain reported no remaining WAVE SYS CORP CL A NEW COM STK (DE) position as of Q3 2015 after selling out during the quarter.
D.J. St. Germain sold 1,000 WAVE SYS CORP CL A NEW COM STK (DE) shares in Q3 2015, an estimated $6K.
D.J. St. Germain first reported a position in WAVE SYS CORP CL A NEW COM STK (DE) in Q2 2013 and held it in 7 quarters.
D.J. St. Germain's WAVE SYS CORP CL A NEW COM STK (DE) position peaked at $14K in Q2 2014.
31 funds tracked by Wall St. Rank held WAVE SYS CORP CL A NEW COM STK (DE) as of Q3 2015.

Based on D.J. St. Germain's 13F filing for Q3 2015, filed 23 Oct 2015.