Rathbones Group’s WAVE SYS CORP CL A NEW COM STK (DE) WAVX Stock Holding History

Rathbones Group’s Portfolio WAVX Stock Details WAVX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-9,079	Closed	-$15K	–	316
2015 Q3	$15K	Hold	9,079	–	–	﹤0.01%	304
2015 Q2	$53K	Sell	9,079 -150	-2%	-$1.11K	﹤0.01%	311
2015 Q1	$64K	Hold	9,229	–	–	﹤0.01%	316
2014 Q4	$74K	Hold	9,229	–	–	﹤0.01%	315
2014 Q3	$99K	Hold	9,229	–	–	0.01%	291
2014 Q2	$130K	Buy	9,229 +1,000	+12%	+$14.6K	0.01%	273
2014 Q1	$75K	Hold	8,229	–	–	0.01%	277
2013 Q4	$75K	Hold	8,229	–	–	0.01%	200
2013 Q3	$107K	Hold	8,229	–	–	0.01%	247
2013 Q2	$99K	Buy	+8,229	New	+$159K	0.01%	227

Other funds holding WAVX

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

Rathbones Group's WAVX Position: Q4 2015 in Review

Rathbones Group sold out of WAVE SYS CORP CL A NEW COM STK (DE) (WAVX) in Q4 2015, closing a stake of 9,079 shares — an estimated $15K sold.

Rathbones Group first reported a position in WAVX in Q2 2013 and held it in 10 quarters. The position peaked at $130K in Q2 2014. 22 funds tracked by Wall St. Rank hold WAVX as of Q4 2015.

Rathbones Group reported no remaining WAVE SYS CORP CL A NEW COM STK (DE) position as of Q4 2015 after selling out during the quarter.
Rathbones Group sold 9,079 WAVE SYS CORP CL A NEW COM STK (DE) shares in Q4 2015, an estimated $15K.
Rathbones Group first reported a position in WAVE SYS CORP CL A NEW COM STK (DE) in Q2 2013 and held it in 10 quarters.
Rathbones Group's WAVE SYS CORP CL A NEW COM STK (DE) position peaked at $130K in Q2 2014.
22 funds tracked by Wall St. Rank held WAVE SYS CORP CL A NEW COM STK (DE) as of Q4 2015.

Based on Rathbones Group's 13F filing for Q4 2015, filed 19 Jan 2016.