D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ExxonMobil
XOM
|
+$454M |
| 2 |
Apple
AAPL
|
+$364M |
| 3 |
Procter & Gamble
PG
|
+$314M |
| 4 |
Verizon
VZ
|
+$308M |
| 5 |
Pfizer
PFE
|
+$299M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$735M |
| 2 |
Emerson Electric
EMR
|
+$423M |
| 3 |
Biogen
BIIB
|
+$354M |
| 4 |
PayPal
PYPL
|
+$349M |
| 5 |
Amazon
AMZN
|
+$338M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Healthcare | 11.58% |
| 3 | Consumer Discretionary | 8.97% |
| 4 | Financials | 7.64% |
| 5 | Communication Services | 5.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2426
Jabil
JBL
$32.6B
| $1.33M | ﹤0.01% |
54,120
-1,994
| -4% | -$69.5K |
|
2427
Chemed
CHE
$6.76B
| $1.33M | ﹤0.01% |
3,066
-1,487
| -33% | -$664K |
|
2428
CALL
Trex
TREX
$4.57B
| $1.32M | ﹤0.01% |
33,000
-7,000
| -18% | -$328K |
|
|
VGR
2429
DELISTED
Vector Group Ltd.
VGR
| $1.32M | ﹤0.01% |
197,932
+160,464
| +428% | +$1.41M |
|
2430
CALL
Lincoln National
LNC
$7.88B
| $1.32M | ﹤0.01% |
50,200
| – | – |
|
|
SNV
2431
PUT
DELISTED
Synovus
SNV
| $1.32M | ﹤0.01% |
+75,200
| New | +$2.32M |
|
2432
Fresenius Medical Care
FMS
$13.4B
| $1.32M | ﹤0.01% |
40,229
-36,176
| -47% | -$1.34M |
|
2433
PUT
Incyte
INCY
$23.7B
| $1.32M | ﹤0.01% |
18,000
+7,900
| +78% | +$597K |
|
2434
Marvell Technology
MRVL
$170B
| $1.32M | ﹤0.01% |
+58,223
| New | +$1.4M |
|
2435
Puma Biotechnology
PBYI
$407M
| $1.32M | ﹤0.01% |
156,093
-151,726
| -49% | -$1.47M |
|
2436
New York Times
NYT
$11.7B
| $1.32M | ﹤0.01% |
+42,843
| New | +$1.47M |
|
2437
Becton Dickinson
BDX
$43.8B
| $1.31M | ﹤0.01% |
5,843
-7,534
| -56% | -$1.86M |
|
2438
PUT
Live Nation Entertainment
LYV
$41.7B
| $1.31M | ﹤0.01% |
28,800
| – | – |
|
2439
PUT
MasTec
MTZ
$26.6B
| $1.31M | ﹤0.01% |
+40,000
| New | +$2.03M |
|
2440
Best Buy
BBY
$18.6B
| $1.31M | ﹤0.01% |
22,926
-46,316
| -67% | -$3.67M |
|
2441
Bristow Group
VTOL
$1.37B
| $1.31M | ﹤0.01% |
122,515
+33,903
| +38% | +$601K |
|
2442
Ralph Lauren
RL
$22.6B
| $1.3M | ﹤0.01% |
19,477
-23,648
| -55% | -$2.48M |
|
2443
PUT
Essential Utilities
WTRG
$11.2B
| $1.3M | ﹤0.01% |
+32,000
| New | +$1.51M |
|
2444
Mizuho Financial
MFG
$129B
| $1.3M | ﹤0.01% |
563,111
+263,149
| +88% | +$719K |
|
|
STMP
2445
PUT
DELISTED
Stamps.com, Inc.
STMP
| $1.3M | ﹤0.01% |
+10,000
| New | +$1.05M |
|
|
CMCM
2446
Cheetah Mobile
CMCM
$88M
| $1.3M | ﹤0.01% |
124,358
-7,597
| -6% | -$119K |
|
2447
PUT
iQIYI
IQ
$1.19B
| $1.3M | ﹤0.01% |
73,000
-37,000
| -34% | -$831K |
|
|
ACR
2448
ACRES Commercial Realty
ACR
$128M
| $1.3M | ﹤0.01% |
156,776
+78,810
| +101% | +$2.38M |
|
2449
Vitamin Cottage Natural Grocers
NGVC
$729M
| $1.3M | ﹤0.01% |
152,517
-112,064
| -42% | -$964K |
|
2450
PUT
PTC
PTC
$14.5B
| $1.3M | ﹤0.01% |
21,200
| – | – |
|
Similar funds
D.E. Shaw & Co's Q1 2020 Portfolio in Review
As of Q1 2020, D.E. Shaw & Co held 4,498 positions worth $64.1B, down 27% from $87.5B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co withdrew a net $5.59B in Q1 2020, closing 626 positions and reducing 1,723 holdings. Its most notable exit was PG&E, an estimated $79M position sold in full.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 15% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $124M.
- D.E. Shaw & Co's largest Q1 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,005,000 shares worth $124M.
- D.E. Shaw & Co added most to ExxonMobil in Q1 2020, an estimated $454M increase.
- D.E. Shaw & Co's biggest Q1 2020 reduction was Tesla, cutting an estimated $735M.
- D.E. Shaw & Co fully exited PG&E in Q1 2020, selling an estimated $79M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $64.1B portfolio in Q1 2020.
- D.E. Shaw & Co opened 538 new positions and closed 626 in Q1 2020.
- D.E. Shaw & Co's portfolio value fell 27% quarter-over-quarter to $64.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2020, filed 15 May 2020.