D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ExxonMobil
XOM
|
+$454M |
| 2 |
Apple
AAPL
|
+$364M |
| 3 |
Procter & Gamble
PG
|
+$314M |
| 4 |
Verizon
VZ
|
+$308M |
| 5 |
Pfizer
PFE
|
+$299M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$735M |
| 2 |
Emerson Electric
EMR
|
+$423M |
| 3 |
Biogen
BIIB
|
+$354M |
| 4 |
PayPal
PYPL
|
+$349M |
| 5 |
Amazon
AMZN
|
+$338M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Healthcare | 11.58% |
| 3 | Consumer Discretionary | 8.97% |
| 4 | Financials | 7.64% |
| 5 | Communication Services | 5.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Constellation Brands
STZ
$22.2B
| $79.9M | 0.12% |
557,204
+296,048
| +113% | +$52.2M |
|
177
PUT
Baidu
BIDU
$35.8B
| $79.5M | 0.12% |
788,800
-663,300
| -46% | -$80.8M |
|
178
Enphase Energy
ENPH
$4.84B
| $79.4M | 0.12% |
2,460,036
+1,936,643
| +370% | +$73M |
|
179
PUT
Qualcomm
QCOM
$176B
| $78.7M | 0.12% |
1,162,900
+73,000
| +7% | +$5.98M |
|
180
Comcast
CMCSA
$79.1B
| $78M | 0.12% |
2,269,493
+191,137
| +9% | +$8.06M |
|
181
Suncor Energy
SU
$77.7B
| $78M | 0.12% |
4,881,207
+2,666,727
| +120% | +$69.9M |
|
182
Cboe Global Markets
CBOE
$29.8B
| $77.7M | 0.12% |
870,899
-345,995
| -28% | -$38.7M |
|
183
VICI Properties
VICI
$29.4B
| $77.1M | 0.12% |
4,630,498
+1,199,041
| +35% | +$28M |
|
184
GE Aerospace
GE
$367B
| $76.5M | 0.12% |
1,933,234
-3,651,169
| -65% | -$195M |
|
|
CLGX
185
DELISTED
Corelogic, Inc.
CLGX
| $76.4M | 0.12% |
2,503,199
-337,709
| -12% | -$15M |
|
186
Boeing
BA
$165B
| $75.4M | 0.12% |
505,683
+217,762
| +76% | +$59.6M |
|
187
Monster Beverage
MNST
$91.4B
| $75.2M | 0.12% |
2,673,238
-3,055,904
| -53% | -$98.2M |
|
188
Henry Schein
HSIC
$9.74B
| $74.3M | 0.12% |
1,471,416
-697,213
| -32% | -$44.2M |
|
189
Edwards Lifesciences
EW
$47.6B
| $74.1M | 0.12% |
1,177,914
+1,040,259
| +756% | +$75M |
|
190
CALL
Bank of America
BAC
$435B
| $74M | 0.12% |
3,483,800
-3,923,900
| -53% | -$118M |
|
191
Ametek
AME
$55.5B
| $73M | 0.11% |
1,013,245
+522,629
| +107% | +$47.2M |
|
192
Invitation Homes
INVH
$17.7B
| $72.9M | 0.11% |
3,412,659
-803,280
| -19% | -$22.7M |
|
193
PUT
Mercado Libre
MELI
$91.3B
| $72.4M | 0.11% |
148,200
-37,900
| -20% | -$23.4M |
|
194
Gilead Sciences
GILD
$161B
| $72.4M | 0.11% |
968,435
-3,881,635
| -80% | -$268M |
|
195
PUT
JPMorgan Chase
JPM
$939B
| $72.2M | 0.11% |
802,000
-406,400
| -34% | -$49.4M |
|
|
ACIA
196
DELISTED
Acacia Communications Inc
ACIA
| $71.5M | 0.11% |
1,064,957
-299,218
| -22% | -$20.2M |
|
197
CALL
Alphabet (Google) Class C
GOOG
$3.9T
| $71.5M | 0.11% |
1,230,000
-1,870,000
| -60% | -$127M |
|
|
AVLR
198
DELISTED
Avalara, Inc.
AVLR
| $71.3M | 0.11% |
955,986
-275,805
| -22% | -$22.5M |
|
199
Elanco Animal Health
ELAN
$12.4B
| $71.2M | 0.11% |
3,178,969
+18,627
| +0.6% | +$510K |
|
200
Southern Company
SO
$110B
| $71M | 0.11% |
1,311,350
+1,062,929
| +428% | +$67.3M |
|
Similar funds
D.E. Shaw & Co's Q1 2020 Portfolio in Review
As of Q1 2020, D.E. Shaw & Co held 4,498 positions worth $64.1B, down 27% from $87.5B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co withdrew a net $5.59B in Q1 2020, closing 626 positions and reducing 1,723 holdings. Its most notable exit was PG&E, an estimated $79M position sold in full.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 15% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $124M.
- D.E. Shaw & Co's largest Q1 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,005,000 shares worth $124M.
- D.E. Shaw & Co added most to ExxonMobil in Q1 2020, an estimated $454M increase.
- D.E. Shaw & Co's biggest Q1 2020 reduction was Tesla, cutting an estimated $735M.
- D.E. Shaw & Co fully exited PG&E in Q1 2020, selling an estimated $79M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $64.1B portfolio in Q1 2020.
- D.E. Shaw & Co opened 538 new positions and closed 626 in Q1 2020.
- D.E. Shaw & Co's portfolio value fell 27% quarter-over-quarter to $64.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2020, filed 15 May 2020.