D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$667M |
| 2 |
NVIDIA
NVDA
|
+$584M |
| 3 |
ConocoPhillips
COP
|
+$432M |
| 4 |
Amazon
AMZN
|
+$418M |
| 5 |
Johnson & Johnson
JNJ
|
+$377M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Qualcomm
QCOM
|
+$836M |
| 2 |
Meta Platforms (Facebook)
META
|
+$525M |
| 3 |
Apple
AAPL
|
+$453M |
| 4 |
CELG
Celgene Corp
CELG
|
+$349M |
| 5 |
Pfizer
PFE
|
+$306M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.58% |
| 2 | Consumer Discretionary | 13.65% |
| 3 | Healthcare | 12.98% |
| 4 | Industrials | 7.3% |
| 5 | Financials | 7.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AMBR
1951
DELISTED
Amber Road Inc
AMBR
| $2.86M | ﹤0.01% |
218,867
-48,320
| -18% | -$542K |
|
1952
Ameriprise Financial
AMP
$48.3B
| $2.86M | ﹤0.01% |
19,685
-40,187
| -67% | -$5.81M |
|
1953
Daktronics
DAKT
$953M
| $2.86M | ﹤0.01% |
463,109
+43,312
| +10% | +$302K |
|
1954
PUT
Owens Corning
OC
$11.5B
| $2.85M | ﹤0.01% |
49,000
-39,200
| -44% | -$2M |
|
1955
PUT
Intuit
INTU
$85.6B
| $2.85M | ﹤0.01% |
10,900
+10,000
| +1,111% | +$2.54M |
|
1956
PUT
The Greenbrier Companies
GBX
$1.6B
| $2.85M | ﹤0.01% |
93,600
+86,000
| +1,132% | +$2.73M |
|
1957
CALL
Diamondback Energy
FANG
$53.5B
| $2.83M | ﹤0.01% |
26,000
+1,300
| +5% | +$136K |
|
1958
CALL
Teva Pharmaceuticals
TEVA
$36.9B
| $2.82M | ﹤0.01% |
305,600
-531,500
| -63% | -$6.41M |
|
1959
Kohl's
KSS
$2.16B
| $2.82M | ﹤0.01% |
+59,277
| New | +$3.58M |
|
1960
PUT
RenaissanceRe
RNR
$13.9B
| $2.81M | ﹤0.01% |
+15,800
| New | +$2.6M |
|
1961
Lumen
LUMN
$6.38B
| $2.81M | ﹤0.01% |
238,683
+207,595
| +668% | +$2.34M |
|
|
IPHS
1962
DELISTED
Innophos Holdings, Inc.
IPHS
| $2.79M | ﹤0.01% |
95,890
-34,343
| -26% | -$1.03M |
|
1963
News Corp Class B
NWS
$17.2B
| $2.79M | ﹤0.01% |
199,738
+100,371
| +101% | +$1.25M |
|
1964
CALL
Nexstar Media Group
NXST
$5.92B
| $2.79M | ﹤0.01% |
27,600
-2,700
| -9% | -$290K |
|
1965
iShares Russell 2000 ETF
IWM
$80.4B
| $2.79M | ﹤0.01% |
17,919
| – | – |
|
1966
Caesarstone
CSTE
$71.6M
| $2.78M | ﹤0.01% |
185,158
+30,011
| +19% | +$449K |
|
|
MAG
1967
DELISTED
MAG Silver
MAG
| $2.77M | ﹤0.01% |
262,900
-162,100
| -38% | -$1.62M |
|
1968
Foster
FSTR
$439M
| $2.77M | ﹤0.01% |
101,391
-28,010
| -22% | -$641K |
|
1969
FNB Corp
FNB
$6.81B
| $2.76M | ﹤0.01% |
234,496
+102,347
| +77% | +$1.18M |
|
1970
Commercial Vehicle Group
CVGI
$152M
| $2.76M | ﹤0.01% |
344,042
+98,685
| +40% | +$770K |
|
1971
CALL
Royal Caribbean
RCL
$86.5B
| $2.75M | ﹤0.01% |
22,700
-14,700
| -39% | -$1.79M |
|
|
TACO
1972
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
| $2.75M | ﹤0.01% |
214,553
+69,812
| +48% | +$764K |
|
1973
Titan International
TWI
$530M
| $2.75M | ﹤0.01% |
561,879
+102,850
| +22% | +$560K |
|
1974
CALL
Prudential Financial
PRU
$43B
| $2.75M | ﹤0.01% |
27,200
-41,300
| -60% | -$4.12M |
|
1975
Noodles & Co
NDLS
$88.2M
| $2.73M | ﹤0.01% |
43,307
+12,867
| +42% | +$744K |
|
Similar funds
D.E. Shaw & Co's Q2 2019 Portfolio in Review
As of Q2 2019, D.E. Shaw & Co held 4,048 positions worth $80.2B, up 3.6% from $77.4B the previous quarter. Its ten largest holdings account for 9.8% of the portfolio.
D.E. Shaw & Co's Q2 2019 filing shows 499 new, 1,419 increased, 1,452 reduced and 416 closed positions. Its largest new stake was Zayo Group Holdings, Inc.: 5,926,898 shares worth $195M. The largest sale was Qualcomm, an estimated $836M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q2 2019 buy was Zayo Group Holdings, Inc.: 5,926,898 shares worth $195M.
- D.E. Shaw & Co added most to Alibaba in Q2 2019, an estimated $667M increase.
- D.E. Shaw & Co's biggest Q2 2019 reduction was Qualcomm, cutting an estimated $836M.
- D.E. Shaw & Co fully exited iShares Core S&P 500 ETF in Q2 2019, selling an estimated $42.7M.
- D.E. Shaw & Co's ten largest holdings make up 9.8% of its $80.2B portfolio in Q2 2019.
- D.E. Shaw & Co opened 499 new positions and closed 416 in Q2 2019.
- D.E. Shaw & Co's portfolio value rose 3.6% quarter-over-quarter to $80.2B.
Based on D.E. Shaw & Co's 13F filing for Q2 2019, filed 14 Aug 2019.