D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ExxonMobil
XOM
|
+$454M |
| 2 |
Apple
AAPL
|
+$364M |
| 3 |
Procter & Gamble
PG
|
+$314M |
| 4 |
Verizon
VZ
|
+$308M |
| 5 |
Pfizer
PFE
|
+$299M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$735M |
| 2 |
Emerson Electric
EMR
|
+$423M |
| 3 |
Biogen
BIIB
|
+$354M |
| 4 |
PayPal
PYPL
|
+$349M |
| 5 |
Amazon
AMZN
|
+$338M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Healthcare | 11.58% |
| 3 | Consumer Discretionary | 8.97% |
| 4 | Financials | 7.64% |
| 5 | Communication Services | 5.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Exelon
EXC
$48.6B
| $89.4M | 0.14% |
3,406,187
-2,233,375
| -40% | -$70.2M |
|
|
152
CALL
Amazon
AMZN
$2.5T
| $88.1M | 0.14% |
904,000
-2,188,000
| -71% | -$212M |
|
153
NextEra Energy
NEE
$187B
| $87.4M | 0.14% |
1,453,344
+1,440,312
| +11,052% | +$90.5M |
|
154
Ulta Beauty
ULTA
$20.4B
| $86.6M | 0.14% |
492,812
-447,936
| -48% | -$112M |
|
155
Akamai
AKAM
$16.8B
| $86.5M | 0.14% |
945,725
+65,551
| +7% | +$6.08M |
|
156
PUT
Cisco
CSCO
$450B
| $86.5M | 0.14% |
2,200,900
+374,100
| +20% | +$16.4M |
|
|
HOLX
157
DELISTED
Hologic
HOLX
| $86M | 0.13% |
2,449,452
+306,528
| +14% | +$14.6M |
|
|
HDS
158
DELISTED
HD Supply Holdings, Inc.
HDS
| $85.7M | 0.13% |
3,014,807
-83,976
| -3% | -$3.14M |
|
159
GDS Holdings
GDS
$6.34B
| $85.5M | 0.13% |
1,474,189
-53,757
| -4% | -$3M |
|
160
CF Industries
CF
$19.2B
| $85.4M | 0.13% |
3,141,145
+2,472,358
| +370% | +$91.8M |
|
161
Genpact
G
$5.3B
| $84.3M | 0.13% |
2,888,021
-1,034,082
| -26% | -$40.5M |
|
162
NiSource
NI
$22.4B
| $83.6M | 0.13% |
3,348,563
-297,002
| -8% | -$8.21M |
|
163
CALL
Advanced Micro Devices
AMD
$851B
| $83.5M | 0.13% |
1,836,200
-1,402,900
| -43% | -$67.6M |
|
164
CME Group
CME
$92.2B
| $83.2M | 0.13% |
481,324
+257,311
| +115% | +$51.2M |
|
165
TransUnion
TRU
$14.8B
| $83M | 0.13% |
1,253,849
-613,117
| -33% | -$53M |
|
166
PUT
Bank of America
BAC
$435B
| $82.9M | 0.13% |
3,905,700
-2,679,400
| -41% | -$80.3M |
|
|
167
Emerson Electric
EMR
$82.9B
| $82.3M | 0.13% |
1,727,269
-6,427,895
| -79% | -$423M |
|
|
AMED
168
DELISTED
Amedisys
AMED
| $82.2M | 0.13% |
447,833
+72,499
| +19% | +$12.9M |
|
|
AGN
169
DELISTED
Allergan plc
AGN
| $81.8M | 0.13% |
461,899
-162,102
| -26% | -$30.5M |
|
170
Humana
HUM
$46.7B
| $81.3M | 0.13% |
259,005
+54,369
| +27% | +$18.3M |
|
171
Consolidated Edison
ED
$41.6B
| $80.9M | 0.13% |
1,037,215
-230,254
| -18% | -$20.2M |
|
172
Liberty Broadband Class A
LBRDA
$4.14B
| $80.7M | 0.13% |
754,603
-55,955
| -7% | -$6.85M |
|
173
CALL
Intel
INTC
$464B
| $80.7M | 0.13% |
1,490,500
-705,900
| -32% | -$41.8M |
|
174
Ameren
AEE
$31.5B
| $80.6M | 0.13% |
1,106,552
+282,264
| +34% | +$22.4M |
|
175
Hartford Financial Services
HIG
$38.5B
| $80.4M | 0.13% |
2,280,750
+875,342
| +62% | +$45.6M |
|
Similar funds
D.E. Shaw & Co's Q1 2020 Portfolio in Review
As of Q1 2020, D.E. Shaw & Co held 4,498 positions worth $64.1B, down 27% from $87.5B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co withdrew a net $5.59B in Q1 2020, closing 626 positions and reducing 1,723 holdings. Its most notable exit was PG&E, an estimated $79M position sold in full.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 15% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $124M.
- D.E. Shaw & Co's largest Q1 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,005,000 shares worth $124M.
- D.E. Shaw & Co added most to ExxonMobil in Q1 2020, an estimated $454M increase.
- D.E. Shaw & Co's biggest Q1 2020 reduction was Tesla, cutting an estimated $735M.
- D.E. Shaw & Co fully exited PG&E in Q1 2020, selling an estimated $79M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $64.1B portfolio in Q1 2020.
- D.E. Shaw & Co opened 538 new positions and closed 626 in Q1 2020.
- D.E. Shaw & Co's portfolio value fell 27% quarter-over-quarter to $64.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2020, filed 15 May 2020.