D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ExxonMobil
XOM
|
+$454M |
| 2 |
Apple
AAPL
|
+$364M |
| 3 |
Procter & Gamble
PG
|
+$314M |
| 4 |
Verizon
VZ
|
+$308M |
| 5 |
Pfizer
PFE
|
+$299M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$735M |
| 2 |
Emerson Electric
EMR
|
+$423M |
| 3 |
Biogen
BIIB
|
+$354M |
| 4 |
PayPal
PYPL
|
+$349M |
| 5 |
Amazon
AMZN
|
+$338M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Healthcare | 11.58% |
| 3 | Consumer Discretionary | 8.97% |
| 4 | Financials | 7.64% |
| 5 | Communication Services | 5.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
CALL
General Dynamics
GD
$105B
| $5M | 0.01% |
37,800
-44,800
| -54% | -$7.44M |
|
1402
Element Solutions
ESI
$9.12B
| $5M | 0.01% |
597,972
-175,511
| -23% | -$1.87M |
|
|
MOMO
1403
Hello Group
MOMO
$869M
| $4.99M | 0.01% |
230,175
-249,979
| -52% | -$7.45M |
|
1404
CALL
Ford
F
$57.3B
| $4.99M | 0.01% |
1,033,000
+247,000
| +31% | +$1.85M |
|
1405
PUT
Franco-Nevada
FNV
$41.4B
| $4.98M | 0.01% |
50,000
-16,400
| -25% | -$1.78M |
|
1406
PUT
Microchip Technology
MCHP
$42.8B
| $4.97M | 0.01% |
146,600
+36,600
| +33% | +$1.72M |
|
1407
PUT
TSMC
TSM
$2.09T
| $4.97M | 0.01% |
104,000
+19,000
| +22% | +$1.04M |
|
|
SIVB
1408
PUT
DELISTED
SVB Financial Group
SIVB
| $4.96M | 0.01% |
32,800
+2,700
| +9% | +$594K |
|
1409
Coeur Mining
CDE
$15.6B
| $4.95M | 0.01% |
1,543,261
+1,364,388
| +763% | +$7.09M |
|
1410
Simpson Manufacturing
SSD
$7.98B
| $4.95M | 0.01% |
79,918
+36,337
| +83% | +$2.84M |
|
1411
CALL
Prologis
PLD
$138B
| $4.93M | 0.01% |
61,300
-3,400
| -5% | -$297K |
|
1412
Repligen
RGEN
$7.44B
| $4.92M | 0.01% |
50,998
-55,193
| -52% | -$5.33M |
|
1413
Sensient Technologies
SXT
$5.4B
| $4.91M | 0.01% |
112,950
+101,481
| +885% | +$5.59M |
|
1414
Nutrien
NTR
$32.7B
| $4.91M | 0.01% |
143,630
-374,228
| -72% | -$15M |
|
1415
Ferrari
RACE
$63.3B
| $4.9M | 0.01% |
32,147
-13,046
| -29% | -$2.1M |
|
1416
CALL
Sysco
SYY
$39.7B
| $4.9M | 0.01% |
107,400
+55,400
| +107% | +$3.83M |
|
1417
PUT
Thor Industries
THO
$3.99B
| $4.89M | 0.01% |
116,000
-135,300
| -54% | -$9.39M |
|
|
SGEN
1418
CALL
DELISTED
Seagen Inc. Common Stock
SGEN
| $4.89M | 0.01% |
42,400
+10,000
| +31% | +$1.11M |
|
1419
Cooper Companies
COO
$13.7B
| $4.89M | 0.01% |
70,912
+12,504
| +21% | +$1.02M |
|
1420
Benchmark Electronics
BHE
$2.91B
| $4.89M | 0.01% |
244,423
+54,056
| +28% | +$1.53M |
|
1421
Donaldson
DCI
$10.8B
| $4.88M | 0.01% |
+126,393
| New | +$6.18M |
|
1422
BCE
BCE
$19.9B
| $4.88M | 0.01% |
+118,850
| New | +$5.33M |
|
|
AQUA
1423
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
| $4.88M | 0.01% |
435,257
-401,692
| -48% | -$7.56M |
|
1424
Nordic American Tanker
NAT
$1.37B
| $4.88M | 0.01% |
1,076,507
-169,933
| -14% | -$613K |
|
|
JBGS
1425
JBG SMITH
JBGS
$846M
| $4.86M | 0.01% |
152,779
+119,388
| +358% | +$4.49M |
|
Similar funds
D.E. Shaw & Co's Q1 2020 Portfolio in Review
As of Q1 2020, D.E. Shaw & Co held 4,498 positions worth $64.1B, down 27% from $87.5B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co withdrew a net $5.59B in Q1 2020, closing 626 positions and reducing 1,723 holdings. Its most notable exit was PG&E, an estimated $79M position sold in full.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 15% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $124M.
- D.E. Shaw & Co's largest Q1 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,005,000 shares worth $124M.
- D.E. Shaw & Co added most to ExxonMobil in Q1 2020, an estimated $454M increase.
- D.E. Shaw & Co's biggest Q1 2020 reduction was Tesla, cutting an estimated $735M.
- D.E. Shaw & Co fully exited PG&E in Q1 2020, selling an estimated $79M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $64.1B portfolio in Q1 2020.
- D.E. Shaw & Co opened 538 new positions and closed 626 in Q1 2020.
- D.E. Shaw & Co's portfolio value fell 27% quarter-over-quarter to $64.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2020, filed 15 May 2020.