D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Global Class C
LBTYK
|
+$404M |
| 2 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$361M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$327M |
| 4 |
Procter & Gamble
PG
|
+$313M |
| 5 |
Netflix
NFLX
|
+$286M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Bank of America
BAC
|
+$405M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$236M |
| 4 |
Citigroup
C
|
+$219M |
| 5 |
SLB Ltd
SLB
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 9.11% |
| 2 | Healthcare | 7.95% |
| 3 | Consumer Discretionary | 7.93% |
| 4 | Financials | 7.4% |
| 5 | Technology | 7.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1376
Rigel Pharmaceuticals
RIGL
$680M
| $6.3M | 0.01% |
162,274
+13,064
| +9% | +$466K |
|
1377
PUT
Expedia Group
EXPE
$31.2B
| $6.29M | 0.01% |
86,800
-120,400
| -58% | -$8.72M |
|
1378
CALL
MetLife
MET
$61B
| $6.29M | 0.01% |
133,630
-175,930
| -57% | -$8.09M |
|
1379
TSMC
TSM
$2.09T
| $6.27M | 0.01% |
+313,379
| New | +$5.61M |
|
1380
CALL
Altria Group
MO
$122B
| $6.27M | 0.01% |
167,600
-192,400
| -53% | -$6.99M |
|
1381
Encore Capital Group
ECPG
$1.93B
| $6.25M | 0.01% |
136,830
-1,666
| -1% | -$80.4K |
|
1382
CALL
Generac Holdings
GNRC
$11.9B
| $6.23M | 0.01% |
105,600
+21,100
| +25% | +$1.15M |
|
1383
CALL
Dominion Energy
D
$62.5B
| $6.23M | 0.01% |
87,700
+8,900
| +11% | +$608K |
|
1384
CALL
Trane Technologies
TT
$106B
| $6.22M | 0.01% |
108,600
+5,400
| +5% | +$322K |
|
1385
CALL
TripAdvisor
TRIP
$1.59B
| $6.21M | 0.01% |
68,600
-47,000
| -41% | -$4.28M |
|
1386
CALL
Johnson Controls International
JCI
$87.5B
| $6.2M | 0.01% |
125,105
-39,060
| -24% | -$1.98M |
|
1387
Vera Bradley
VRA
$105M
| $6.2M | 0.01% |
+229,612
| New | +$5.88M |
|
1388
PUT
Hasbro
HAS
$12.6B
| $6.19M | 0.01% |
111,300
-60,000
| -35% | -$3.19M |
|
1389
PUT
Methanex
MEOH
$4.32B
| $6.18M | 0.01% |
96,700
-32,500
| -25% | -$2.05M |
|
|
PRA
1390
DELISTED
ProAssurance
PRA
| $6.18M | 0.01% |
138,824
-108,900
| -44% | -$4.97M |
|
|
MEG
1391
DELISTED
Media General, Inc
MEG
| $6.16M | 0.01% |
335,550
+180,152
| +116% | +$3.32M |
|
1392
Imperial Oil
IMO
$62.1B
| $6.16M | 0.01% |
132,226
+21,000
| +19% | +$915K |
|
|
EE
1393
DELISTED
El Paso Electric Company
EE
| $6.16M | 0.01% |
172,323
-111,656
| -39% | -$3.95M |
|
|
ZAIS
1394
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
| $6.16M | 0.01% |
600,000
| – | – |
|
1395
CALL
Domino's
DPZ
$11B
| $6.15M | 0.01% |
79,900
-36,300
| -31% | -$2.68M |
|
1396
CALL
O'Reilly Automotive
ORLY
$72.4B
| $6.14M | 0.01% |
621,000
+321,000
| +107% | +$3.06M |
|
1397
Healthcare Realty
HR
$7.42B
| $6.12M | 0.01% |
268,522
-193,795
| -42% | -$4.22M |
|
|
RKT
1398
CALL
DELISTED
ROCK-TENN COMPANY CL-A
RKT
| $6.1M | 0.01% |
115,600
-40,000
| -26% | -$2.09M |
|
|
LLTC
1399
PUT
DELISTED
Linear Technology Corp
LLTC
| $6.1M | 0.01% |
125,300
+5,900
| +5% | +$272K |
|
|
MDSO
1400
PUT
DELISTED
Medidata Solutions, Inc.
MDSO
| $6.09M | 0.01% |
112,000
-91,600
| -45% | -$5.58M |
|
Similar funds
D.E. Shaw & Co's Q1 2014 Portfolio in Review
As of Q1 2014, D.E. Shaw & Co held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 9.1% of assets, up from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in Veren worth $53.3M.
- D.E. Shaw & Co's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
- D.E. Shaw & Co added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
- D.E. Shaw & Co's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
- D.E. Shaw & Co fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
- D.E. Shaw & Co opened 596 new positions and closed 795 in Q1 2014.
- D.E. Shaw & Co's portfolio value fell 4.4% quarter-over-quarter to $70.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.