D.E. Shaw & Co’s ZAIS Group Holdings, Inc. ZAIS Stock Holding History

D.E. Shaw & Co’s Portfolio ZAIS Stock Details ZAIS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-804,983	Closed	-$8.37M	–	4199
2014 Q4	$8.37M	Hold	804,983	–	–	0.01%	1219
2014 Q3	$8.37M	Hold	804,983	–	–	0.01%	1198
2014 Q2	$8.29M	Buy	804,983 +204,983	+34%	+$2.12M	0.01%	1235
2014 Q1	$6.16M	Hold	600,000	–	–	0.01%	1419
2013 Q4	$6.11M	Hold	600,000	–	–	0.01%	1518
2013 Q3	$6.11M	Hold	600,000	–	–	0.01%	1411
2013 Q2	$6.07M	Buy	+600,000	New	+$6.09M	0.01%	1223

Other funds holding ZAIS

RQSI Nassau, Bahamas $224M AUM

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Cannell Capital Alta, Wyoming $163M AUM 40.62% 1-Year Est. Return

HCM

Howland Capital Management Boston, Massachusetts $2.77B AUM 19.56% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

D.E. Shaw & Co's ZAIS Position: Q1 2015 in Review

D.E. Shaw & Co sold out of ZAIS Group Holdings, Inc. (ZAIS) in Q1 2015, closing a stake of 804,983 shares — an estimated $8.37M sold.

D.E. Shaw & Co first reported a position in ZAIS in Q2 2013 and held it in 7 quarters. The position peaked at $8.37M in Q4 2014. 9 funds tracked by Wall St. Rank hold ZAIS as of Q1 2015.

D.E. Shaw & Co reported no remaining ZAIS Group Holdings, Inc. position as of Q1 2015 after selling out during the quarter.
D.E. Shaw & Co sold 804,983 ZAIS Group Holdings, Inc. shares in Q1 2015, an estimated $8.37M.
D.E. Shaw & Co first reported a position in ZAIS Group Holdings, Inc. in Q2 2013 and held it in 7 quarters.
D.E. Shaw & Co's ZAIS Group Holdings, Inc. position peaked at $8.37M in Q4 2014.
9 funds tracked by Wall St. Rank held ZAIS Group Holdings, Inc. as of Q1 2015.

Based on D.E. Shaw & Co's 13F filing for Q1 2015, filed 15 May 2015.