D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ExxonMobil
XOM
|
+$454M |
| 2 |
Apple
AAPL
|
+$364M |
| 3 |
Procter & Gamble
PG
|
+$314M |
| 4 |
Verizon
VZ
|
+$308M |
| 5 |
Pfizer
PFE
|
+$299M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$735M |
| 2 |
Emerson Electric
EMR
|
+$423M |
| 3 |
Biogen
BIIB
|
+$354M |
| 4 |
PayPal
PYPL
|
+$349M |
| 5 |
Amazon
AMZN
|
+$338M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Healthcare | 11.58% |
| 3 | Consumer Discretionary | 8.97% |
| 4 | Financials | 7.64% |
| 5 | Communication Services | 5.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
Nordson
NDSN
$16.5B
| $6.38M | 0.01% |
47,256
+39,219
| +488% | +$6.04M |
|
1227
CALL
MongoDB
MDB
$24B
| $6.36M | 0.01% |
46,600
-51,300
| -52% | -$7.58M |
|
1228
American Public Education
APEI
$875M
| $6.36M | 0.01% |
265,640
-60,028
| -18% | -$1.46M |
|
|
SIX
1229
DELISTED
Six Flags Entertainment Corp.
SIX
| $6.33M | 0.01% |
505,172
+40,100
| +9% | +$1.19M |
|
1230
Avanos Medical
AVNS
$1.17B
| $6.33M | 0.01% |
235,081
+144,048
| +158% | +$4.3M |
|
1231
Vanda Pharmaceuticals
VNDA
$312M
| $6.33M | 0.01% |
611,012
+503,119
| +466% | +$6.24M |
|
|
PPLI
1232
People Inc
PPLI
$3.1B
| $6.31M | 0.01% |
197,081
+166,978
| +555% | +$6.61M |
|
1233
iShares US Real Estate ETF
IYR
$4.59B
| $6.31M | 0.01% |
+90,728
| New | +$8.03M |
|
|
IRBT
1234
DELISTED
iRobot
IRBT
| $6.31M | 0.01% |
+154,259
| New | +$7.4M |
|
1235
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
| $6.3M | 0.01% |
+193,368
| New | +$9.47M |
|
1236
Wynn Resorts
WYNN
$10.1B
| $6.29M | 0.01% |
104,553
+97,748
| +1,436% | +$11M |
|
1237
Open Text
OTEX
$5.43B
| $6.28M | 0.01% |
179,329
-7,838
| -4% | -$332K |
|
1238
CALL
Vale
VALE
$62.9B
| $6.27M | 0.01% |
756,000
+601,000
| +388% | +$6.54M |
|
1239
CALL
Workday
WDAY
$33.4B
| $6.26M | 0.01% |
48,100
-84,300
| -64% | -$14.2M |
|
1240
PUT
Equinix
EQIX
$107B
| $6.25M | 0.01% |
10,000
-3,200
| -24% | -$1.91M |
|
1241
PUT
LyondellBasell Industries
LYB
$19.5B
| $6.23M | 0.01% |
125,500
+51,500
| +70% | +$3.79M |
|
|
BAND
1242
Bandwidth Inc
BAND
$1.91B
| $6.22M | 0.01% |
92,450
+19,880
| +27% | +$1.36M |
|
|
ISBC
1243
DELISTED
Investors Bancorp, Inc.
ISBC
| $6.22M | 0.01% |
777,995
-653,896
| -46% | -$7.03M |
|
1244
PetMed Express
PETS
$42.5M
| $6.19M | 0.01% |
215,157
-45,699
| -18% | -$1.2M |
|
1245
Kratos Defense & Security Solutions
KTOS
$8.88B
| $6.18M | 0.01% |
446,914
-130,863
| -23% | -$2.26M |
|
1246
Stantec
STN
$7.69B
| $6.18M | 0.01% |
241,500
-235,000
| -49% | -$6.77M |
|
1247
CALL
American Airlines Group
AAL
$9.58B
| $6.18M | 0.01% |
506,700
-222,900
| -31% | -$5.08M |
|
|
NGHC
1248
DELISTED
National General Holdings Corp
NGHC
| $6.17M | 0.01% |
372,586
-22,651
| -6% | -$454K |
|
1249
XPO
XPO
$25B
| $6.16M | 0.01% |
+365,157
| New | +$9.76M |
|
1250
FNB Corp
FNB
$6.78B
| $6.15M | 0.01% |
833,957
+156,402
| +23% | +$1.65M |
|
Similar funds
D.E. Shaw & Co's Q1 2020 Portfolio in Review
As of Q1 2020, D.E. Shaw & Co held 4,498 positions worth $64.1B, down 27% from $87.5B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co withdrew a net $5.59B in Q1 2020, closing 626 positions and reducing 1,723 holdings. Its most notable exit was PG&E, an estimated $79M position sold in full.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 15% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $124M.
- D.E. Shaw & Co's largest Q1 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,005,000 shares worth $124M.
- D.E. Shaw & Co added most to ExxonMobil in Q1 2020, an estimated $454M increase.
- D.E. Shaw & Co's biggest Q1 2020 reduction was Tesla, cutting an estimated $735M.
- D.E. Shaw & Co fully exited PG&E in Q1 2020, selling an estimated $79M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $64.1B portfolio in Q1 2020.
- D.E. Shaw & Co opened 538 new positions and closed 626 in Q1 2020.
- D.E. Shaw & Co's portfolio value fell 27% quarter-over-quarter to $64.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2020, filed 15 May 2020.