D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$862M |
| 2 |
Baidu
BIDU
|
+$752M |
| 3 |
Tencent Music
TME
|
+$426M |
| 4 |
Coca-Cola
KO
|
+$424M |
| 5 |
NVIDIA
NVDA
|
+$383M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$981M |
| 2 |
Wells Fargo
WFC
|
+$673M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$574M |
| 4 |
Moderna
MRNA
|
+$442M |
| 5 |
DuPont de Nemours
DD
|
+$415M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.93% |
| 2 | Consumer Discretionary | 10.48% |
| 3 | Healthcare | 8.56% |
| 4 | Communication Services | 8.41% |
| 5 | Financials | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Nordson
NDSN
$16.5B
| $38M | 0.04% |
191,501
+119,931
| +168% | +$23.4M |
|
552
CALL
Adobe
ADBE
$89.5B
| $38M | 0.04% |
80,000
+21,400
| +37% | +$10M |
|
553
Weyerhaeuser
WY
$17.3B
| $38M | 0.04% |
1,066,415
+349,846
| +49% | +$11.9M |
|
554
Twist Bioscience
TWST
$5.62B
| $37.9M | 0.04% |
306,149
-216,309
| -41% | -$32.8M |
|
555
PagerDuty
PD
$700M
| $37.9M | 0.04% |
941,621
-144,655
| -13% | -$6.61M |
|
556
PUT
Freeport-McMoran
FCX
$90B
| $37.8M | 0.04% |
1,147,400
+680,100
| +146% | +$22.1M |
|
557
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
| $37.7M | 0.04% |
+955,800
| New | +$36.1M |
|
|
DRE
558
DELISTED
Duke Realty Corp.
DRE
| $37.5M | 0.04% |
894,276
+398,758
| +80% | +$16.1M |
|
559
CALL
Pinduoduo
PDD
$118B
| $37.5M | 0.04% |
280,000
+61,000
| +28% | +$10.3M |
|
560
Harley-Davidson
HOG
$2.68B
| $37.4M | 0.04% |
933,413
+38,875
| +4% | +$1.45M |
|
561
Fortive
FTV
$19B
| $37.4M | 0.04% |
702,779
+340,028
| +94% | +$17.6M |
|
562
Children's Place
PLCE
$53.6M
| $37.1M | 0.04% |
532,734
-230,902
| -30% | -$16.2M |
|
|
563
Freeport-McMoran
FCX
$90B
| $37.1M | 0.04% |
1,127,294
+493,557
| +78% | +$16M |
|
|
IPG
564
DELISTED
Interpublic Group of Companies
IPG
| $37.1M | 0.04% |
1,270,094
+481,392
| +61% | +$12.7M |
|
|
CFXA
565
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
| $37M | 0.04% |
205,000
| – | – |
|
566
CALL
Palo Alto Networks
PANW
$264B
| $37M | 0.04% |
690,000
+148,200
| +27% | +$8.81M |
|
567
Travere Therapeutics
TVTX
$5.33B
| $36.9M | 0.04% |
1,476,479
-67,363
| -4% | -$1.86M |
|
568
Stratasys
SSYS
$697M
| $36.8M | 0.04% |
1,419,893
+1,017,512
| +253% | +$35.1M |
|
|
COUP
569
DELISTED
Coupa Software Incorporated
COUP
| $36.7M | 0.04% |
144,119
-157,838
| -52% | -$49.7M |
|
570
Xcel Energy
XEL
$51B
| $36.5M | 0.04% |
548,434
-454,515
| -45% | -$28.7M |
|
571
Kimco Realty
KIM
$17.6B
| $36.4M | 0.04% |
1,940,940
-543,661
| -22% | -$9.59M |
|
572
CALL
Etsy
ETSY
$7.65B
| $36.3M | 0.04% |
180,000
-160,000
| -47% | -$33.5M |
|
573
Keysight
KEYS
$54.5B
| $36.3M | 0.04% |
253,006
+10,084
| +4% | +$1.43M |
|
574
Halozyme
HALO
$9.72B
| $36.2M | 0.04% |
868,463
-425,741
| -33% | -$19.4M |
|
575
Check Point Software Technologies
CHKP
$13.3B
| $36.2M | 0.03% |
323,070
-27,246
| -8% | -$3.28M |
|
Similar funds
D.E. Shaw & Co's Q1 2021 Portfolio in Review
As of Q1 2021, D.E. Shaw & Co held 4,712 positions worth $104B, down 7.4% from $112B the previous quarter. Its ten largest holdings account for 9.9% of the portfolio.
D.E. Shaw & Co withdrew a net $18.3B in Q1 2021, closing 730 positions and reducing 1,773 holdings. Its most notable exit was AstraZeneca, an estimated $214M position sold in full.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in Baidu worth $627M.
- D.E. Shaw & Co's largest Q1 2021 buy was Baidu: 2,881,724 shares worth $627M.
- D.E. Shaw & Co added most to Tesla in Q1 2021, an estimated $862M increase.
- D.E. Shaw & Co's biggest Q1 2021 reduction was Amazon, cutting an estimated $981M.
- D.E. Shaw & Co fully exited AstraZeneca in Q1 2021, selling an estimated $214M.
- D.E. Shaw & Co's ten largest holdings make up 9.9% of its $104B portfolio in Q1 2021.
- D.E. Shaw & Co opened 825 new positions and closed 730 in Q1 2021.
- D.E. Shaw & Co's portfolio value fell 7.4% quarter-over-quarter to $104B.
Based on D.E. Shaw & Co's 13F filing for Q1 2021, filed 17 May 2021.