D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.54% |
| 2 | Healthcare | 10.14% |
| 3 | Financials | 8.94% |
| 4 | Consumer Discretionary | 8.18% |
| 5 | Industrials | 7.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
EQT Corp
EQT
$33.2B
| $29.1M | 0.05% |
817,518
-318,488
| -28% | -$11.8M |
|
477
Waste Management
WM
$95.9B
| $29M | 0.05% |
408,564
-441,226
| -52% | -$29.5M |
|
478
Moog Inc Class A
MOG.A
$13B
| $28.9M | 0.05% |
440,000
+52,183
| +13% | +$3.33M |
|
479
CALL
Petrobras
PBR
$121B
| $28.5M | 0.05% |
2,819,100
+407,500
| +17% | +$4.35M |
|
|
B
480
PUT
Barrick Mining
B
$62.2B
| $28.5M | 0.05% |
1,782,400
-138,600
| -7% | -$2.2M |
|
|
HRC
481
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $28.4M | 0.05% |
505,680
-4,988
| -1% | -$283K |
|
|
CST
482
DELISTED
CST Brands, Inc.
CST
| $28.3M | 0.05% |
587,544
-73,424
| -11% | -$3.53M |
|
|
CVSA
483
Covista Inc
CVSA
$3.94B
| $28.1M | 0.05% |
901,838
+384,124
| +74% | +$10.4M |
|
484
ASML
ASML
$675B
| $28.1M | 0.05% |
250,226
+164,920
| +193% | +$17.3M |
|
|
INFO
485
DELISTED
IHS Markit Ltd. Common Shares
INFO
| $28M | 0.05% |
790,690
-1,171,857
| -60% | -$42.1M |
|
486
Ambarella
AMBA
$2.99B
| $28M | 0.05% |
516,430
-444,681
| -46% | -$26.8M |
|
|
APOL
487
DELISTED
Apollo Education Group Inc Class A
APOL
| $27.9M | 0.05% |
2,818,768
+853,688
| +43% | +$7.79M |
|
488
Jazz Pharmaceuticals
JAZZ
$15.9B
| $27.9M | 0.05% |
+255,865
| New | +$28.5M |
|
489
PUT
Amgen
AMGN
$203B
| $27.8M | 0.05% |
190,100
+74,700
| +65% | +$11.2M |
|
490
PUT
Qualcomm
QCOM
$176B
| $27.7M | 0.05% |
424,800
-318,300
| -43% | -$21.4M |
|
491
Autodesk
ADSK
$44.3B
| $27.6M | 0.05% |
372,942
-1,567,912
| -81% | -$115M |
|
|
WPX
492
DELISTED
WPX Energy, Inc.
WPX
| $27.5M | 0.05% |
1,887,912
+1,186,521
| +169% | +$15.7M |
|
|
LM
493
DELISTED
Legg Mason, Inc.
LM
| $27.5M | 0.05% |
918,154
-21,785
| -2% | -$684K |
|
|
MNTA
494
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
| $27.3M | 0.05% |
1,815,595
+72,075
| +4% | +$952K |
|
495
Zurn Elkay Water Solutions
ZWS
$8.07B
| $27.3M | 0.05% |
2,894,779
-581,508
| -17% | -$5.63M |
|
|
SWFT
496
DELISTED
Swift Transportation Company
SWFT
| $27.3M | 0.05% |
1,120,502
+398,910
| +55% | +$9.31M |
|
|
DISH
497
DELISTED
DISH Network Corp.
DISH
| $27.3M | 0.05% |
470,820
-930,244
| -66% | -$53.1M |
|
|
YHOO
498
PUT
DELISTED
Yahoo Inc
YHOO
| $27.1M | 0.05% |
700,000
+159,800
| +30% | +$6.55M |
|
499
Estee Lauder
EL
$29B
| $27.1M | 0.05% |
353,672
+182,352
| +106% | +$14.8M |
|
500
News Corp Class A
NWSA
$14.5B
| $27M | 0.05% |
2,354,863
+99,988
| +4% | +$1.24M |
|
Similar funds
D.E. Shaw & Co's Q4 2016 Portfolio in Review
As of Q4 2016, D.E. Shaw & Co held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
D.E. Shaw & Co's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Healthcare and Financials.
- D.E. Shaw & Co's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- D.E. Shaw & Co added most to Netflix in Q4 2016, an estimated $408M increase.
- D.E. Shaw & Co's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- D.E. Shaw & Co fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- D.E. Shaw & Co's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- D.E. Shaw & Co opened 462 new positions and closed 397 in Q4 2016.
- D.E. Shaw & Co's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.