D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Consumer Discretionary | 6.91% |
| 3 | Financials | 6.83% |
| 4 | Healthcare | 6.5% |
| 5 | Communication Services | 5.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MFRM
3376
PUT
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
| $636K | ﹤0.01% |
20,000
| – | – |
|
3377
Lexicon Pharmaceuticals
LXRX
$991M
| $635K | ﹤0.01% |
38,259
+20,881
| +120% | +$350K |
|
|
SF
3378
PUT
Stifel
SF
$12.5B
| $635K | ﹤0.01% |
+34,650
| New | +$605K |
|
|
SHOS
3379
CALL
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
| $635K | ﹤0.01% |
20,000
-30,000
| -60% | -$1.15M |
|
|
SHOS
3380
PUT
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
| $635K | ﹤0.01% |
20,000
+13,000
| +186% | +$500K |
|
|
RWT
3381
Redwood Trust
RWT
$619M
| $633K | ﹤0.01% |
32,151
+1,700
| +6% | +$30.3K |
|
|
AXAS
3382
DELISTED
Abraxas Petroleum Corp
AXAS
| $630K | ﹤0.01% |
12,260
+3,046
| +33% | +$151K |
|
|
LDL
3383
DELISTED
Lydall, Inc.
LDL
| $629K | ﹤0.01% |
36,623
+19,124
| +109% | +$305K |
|
|
MCF
3384
DELISTED
Contango Oil & Gas Co.
MCF
| $625K | ﹤0.01% |
16,996
+1,467
| +9% | +$55.3K |
|
|
FNSR
3385
PUT
DELISTED
Finisar Corp
FNSR
| $625K | ﹤0.01% |
+27,600
| New | +$569K |
|
3386
Agilysys
AGYS
$2.91B
| $622K | ﹤0.01% |
52,128
-46,545
| -47% | -$544K |
|
|
PPO
3387
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
| $622K | ﹤0.01% |
+15,174
| New | +$647K |
|
3388
ArcBest
ARCB
$3.31B
| $620K | ﹤0.01% |
24,149
-22,593
| -48% | -$542K |
|
3389
PUT
Rogers Corp
ROG
$2.31B
| $619K | ﹤0.01% |
+10,400
| New | +$570K |
|
3390
DHI Group
DHX
$164M
| $618K | ﹤0.01% |
72,566
+36,622
| +102% | +$323K |
|
3391
PUT
Golar LNG
GLNG
$4.99B
| $618K | ﹤0.01% |
16,400
| – | – |
|
|
BFX
3392
DELISTED
BowFlex Inc.
BFX
| $618K | ﹤0.01% |
+85,638
| New | +$659K |
|
3393
Ligand Pharmaceuticals
LGND
$5.96B
| $616K | ﹤0.01% |
22,830
+9,852
| +76% | +$277K |
|
|
PDCO
3394
DELISTED
Patterson Companies, Inc.
PDCO
| $615K | ﹤0.01% |
15,290
-45,574
| -75% | -$1.85M |
|
3395
Horace Mann Educators
HMN
$2.09B
| $614K | ﹤0.01% |
+21,632
| New | +$592K |
|
3396
CALL
Louisiana-Pacific
LPX
$5.19B
| $614K | ﹤0.01% |
34,900
| – | – |
|
|
MAG
3397
DELISTED
MAG Silver
MAG
| $613K | ﹤0.01% |
103,800
-900
| -0.9% | -$5.72K |
|
3398
CALL
Fomento Económico Mexicano
FMX
$45B
| $612K | ﹤0.01% |
6,300
-39,000
| -86% | -$3.92M |
|
3399
PUT
RLI Corp
RLI
$5.88B
| $612K | ﹤0.01% |
28,000
| – | – |
|
|
FLNA
3400
Filana Therapeutics
FLNA
$43.5M
| $612K | ﹤0.01% |
32,123
+1,047
| +3% | +$18.3K |
|
Similar funds
D.E. Shaw & Co's Q3 2013 Portfolio in Review
As of Q3 2013, D.E. Shaw & Co held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
D.E. Shaw & Co deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 9.6% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- D.E. Shaw & Co's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- D.E. Shaw & Co added most to DELL INC in Q3 2013, an estimated $528M increase.
- D.E. Shaw & Co's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- D.E. Shaw & Co fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- D.E. Shaw & Co's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- D.E. Shaw & Co opened 738 new positions and closed 426 in Q3 2013.
- D.E. Shaw & Co's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.