D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ExxonMobil
XOM
|
+$454M |
| 2 |
Apple
AAPL
|
+$364M |
| 3 |
Procter & Gamble
PG
|
+$314M |
| 4 |
Verizon
VZ
|
+$308M |
| 5 |
Pfizer
PFE
|
+$299M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$735M |
| 2 |
Emerson Electric
EMR
|
+$423M |
| 3 |
Biogen
BIIB
|
+$354M |
| 4 |
PayPal
PYPL
|
+$349M |
| 5 |
Amazon
AMZN
|
+$338M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Healthcare | 11.58% |
| 3 | Consumer Discretionary | 8.97% |
| 4 | Financials | 7.64% |
| 5 | Communication Services | 5.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3176
Sonic Automotive
SAH
$3.15B
| $448K | ﹤0.01% |
33,767
-54,947
| -62% | -$1.43M |
|
|
BIG
3177
CALL
DELISTED
Big Lots, Inc.
BIG
| $448K | ﹤0.01% |
31,500
-1,300
| -4% | -$29.4K |
|
|
AGNT
3178
AGNT Inc
AGNT
$664M
| $447K | ﹤0.01% |
+105,674
| New | +$538K |
|
|
REVG
3179
DELISTED
REV Group
REVG
| $447K | ﹤0.01% |
107,127
-123,508
| -54% | -$1.08M |
|
3180
Lear
LEA
$7.19B
| $444K | ﹤0.01% |
+5,463
| New | +$629K |
|
3181
Methode Electronics
MEI
$543M
| $444K | ﹤0.01% |
16,785
-13,832
| -45% | -$451K |
|
3182
Radian Group
RDN
$5.14B
| $444K | ﹤0.01% |
+34,288
| New | +$750K |
|
3183
Eagle Bancorp
EGBN
$867M
| $443K | ﹤0.01% |
14,674
+5,237
| +55% | +$211K |
|
|
SBBP
3184
DELISTED
Strongbridge Biopharma plc.
SBBP
| $443K | ﹤0.01% |
234,294
-337,931
| -59% | -$878K |
|
|
ATRI
3185
DELISTED
Atrion Corp
ATRI
| $442K | ﹤0.01% |
680
-160
| -19% | -$109K |
|
3186
Carlyle Group
CG
$16.3B
| $440K | ﹤0.01% |
+20,321
| New | +$586K |
|
|
CBIO
3187
Crescent Biopharma
CBIO
$602M
| $440K | ﹤0.01% |
1,933
+1,151
| +147% | +$440K |
|
3188
Natural Gas Services Group
NGS
$470M
| $440K | ﹤0.01% |
98,485
-4,861
| -5% | -$45.6K |
|
3189
Corning
GLW
$126B
| $439K | ﹤0.01% |
21,394
-166,039
| -89% | -$4.33M |
|
3190
Cathay General Bancorp
CATY
$4.2B
| $438K | ﹤0.01% |
+19,094
| New | +$611K |
|
3191
PUT
Devon Energy
DVN
$51.9B
| $437K | ﹤0.01% |
63,200
-362,000
| -85% | -$6.54M |
|
3192
PUT
Equity Lifestyle Properties
ELS
$12.8B
| $437K | ﹤0.01% |
7,600
-4,200
| -36% | -$287K |
|
3193
Astec Industries
ASTE
$1.3B
| $436K | ﹤0.01% |
12,481
-26,396
| -68% | -$1.03M |
|
3194
Saratoga Investment
SAR
$309M
| $436K | ﹤0.01% |
37,933
-115,152
| -75% | -$2.65M |
|
3195
Ollie's Bargain Outlet
OLLI
$4.01B
| $435K | ﹤0.01% |
9,391
-457,619
| -98% | -$23.5M |
|
|
EVRI
3196
DELISTED
Everi Holdings
EVRI
| $434K | ﹤0.01% |
131,461
-354,732
| -73% | -$3.62M |
|
3197
Precigen
PGEN
$1.93B
| $431K | ﹤0.01% |
126,827
-363,449
| -74% | -$1.57M |
|
3198
ProPetro Holding
PUMP
$1.45B
| $431K | ﹤0.01% |
172,345
-1,106,673
| -87% | -$8.89M |
|
3199
Rayonier
RYN
$6.49B
| $428K | ﹤0.01% |
+20,044
| New | +$505K |
|
3200
Bridgewater Bancshares
BWB
$579M
| $427K | ﹤0.01% |
43,803
-18,899
| -30% | -$231K |
|
Similar funds
D.E. Shaw & Co's Q1 2020 Portfolio in Review
As of Q1 2020, D.E. Shaw & Co held 4,498 positions worth $64.1B, down 27% from $87.5B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co withdrew a net $5.59B in Q1 2020, closing 626 positions and reducing 1,723 holdings. Its most notable exit was PG&E, an estimated $79M position sold in full.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 15% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $124M.
- D.E. Shaw & Co's largest Q1 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,005,000 shares worth $124M.
- D.E. Shaw & Co added most to ExxonMobil in Q1 2020, an estimated $454M increase.
- D.E. Shaw & Co's biggest Q1 2020 reduction was Tesla, cutting an estimated $735M.
- D.E. Shaw & Co fully exited PG&E in Q1 2020, selling an estimated $79M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $64.1B portfolio in Q1 2020.
- D.E. Shaw & Co opened 538 new positions and closed 626 in Q1 2020.
- D.E. Shaw & Co's portfolio value fell 27% quarter-over-quarter to $64.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2020, filed 15 May 2020.