D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Consumer Discretionary | 6.91% |
| 3 | Financials | 6.83% |
| 4 | Healthcare | 6.5% |
| 5 | Communication Services | 5.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
OCR
3126
PUT
DELISTED
OMNICARE INC
OCR
| $894K | ﹤0.01% |
+16,100
| New | +$859K |
|
|
CERN
3127
CALL
DELISTED
Cerner Corp
CERN
| $893K | ﹤0.01% |
17,000
| – | – |
|
3128
Mizuho Financial
MFG
$123B
| $890K | ﹤0.01% |
206,120
+28,063
| +16% | +$120K |
|
3129
PUT
Ryanair
RYAAY
$30B
| $890K | ﹤0.01% |
43,631
+17,550
| +67% | +$365K |
|
|
CJES
3130
PUT
DELISTED
C&J ENERGY SVCS LTD
CJES
| $890K | ﹤0.01% |
44,300
| – | – |
|
3131
Tidewater
TDW
$3.82B
| $889K | ﹤0.01% |
465
-449
| -49% | -$836K |
|
3132
Essential Utilities
WTRG
$11.7B
| $889K | ﹤0.01% |
35,968
+12,697
| +55% | +$324K |
|
|
PGH
3133
DELISTED
Pengrowth Energy Corporation
PGH
| $888K | ﹤0.01% |
150,975
-186,600
| -55% | -$1.05M |
|
3134
CALL
Brown-Forman Class B
BF.B
$13.4B
| $886K | ﹤0.01% |
+40,625
| New | +$915K |
|
3135
Tenet Healthcare
THC
$21.9B
| $884K | ﹤0.01% |
+21,451
| New | +$897K |
|
3136
PUT
Portland General Electric
POR
$6.01B
| $881K | ﹤0.01% |
31,200
-37,400
| -55% | -$1.12M |
|
|
NPSP
3137
CALL
DELISTED
NPS PHARMACEUTICALS INC
NPSP
| $881K | ﹤0.01% |
27,700
+300
| +1% | +$6.88K |
|
|
SPLS
3138
CALL
DELISTED
Staples Inc
SPLS
| $879K | ﹤0.01% |
60,000
| – | – |
|
3139
PUT
Sturm, Ruger & Co
RGR
$617M
| $877K | ﹤0.01% |
+14,000
| New | +$753K |
|
3140
CALL
EnerSys
ENS
$6.48B
| $873K | ﹤0.01% |
14,400
| – | – |
|
|
SN
3141
PUT
DELISTED
Sanchez Energy Corporation
SN
| $872K | ﹤0.01% |
+33,000
| New | +$783K |
|
3142
UMB Financial
UMBF
$10.7B
| $871K | ﹤0.01% |
+16,020
| New | +$934K |
|
|
UNXL
3143
PUT
DELISTED
Uni-Pixel, Inc.
UNXL
| $871K | ﹤0.01% |
49,100
+17,900
| +57% | +$285K |
|
3144
Ironwood Pharmaceuticals
IRWD
$632M
| $868K | ﹤0.01% |
87,451
-84,742
| -49% | -$831K |
|
3145
PUT
AXIS Capital
AXS
$8.78B
| $866K | ﹤0.01% |
20,000
| – | – |
|
|
BRS
3146
CALL
DELISTED
Bristow Group, Inc.
BRS
| $866K | ﹤0.01% |
11,900
-30,000
| -72% | -$2.06M |
|
3147
Bristow Group
VTOL
$1.35B
| $863K | ﹤0.01% |
15,878
-7,668
| -33% | -$395K |
|
|
NXTM
3148
DELISTED
NxStage Medical Inc.
NXTM
| $863K | ﹤0.01% |
65,592
-84,675
| -56% | -$1.11M |
|
3149
PUT
Forestar Group
FOR
$1.51B
| $861K | ﹤0.01% |
40,000
| – | – |
|
3150
CALL
Rogers Communications
RCI
$18.2B
| $860K | ﹤0.01% |
20,000
-7,500
| -27% | -$305K |
|
Similar funds
D.E. Shaw & Co's Q3 2013 Portfolio in Review
As of Q3 2013, D.E. Shaw & Co held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
D.E. Shaw & Co deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 9.6% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- D.E. Shaw & Co's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- D.E. Shaw & Co added most to DELL INC in Q3 2013, an estimated $528M increase.
- D.E. Shaw & Co's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- D.E. Shaw & Co fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- D.E. Shaw & Co's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- D.E. Shaw & Co opened 738 new positions and closed 426 in Q3 2013.
- D.E. Shaw & Co's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.