D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Starbucks
SBUX
|
+$384M |
| 2 |
Apple
AAPL
|
+$377M |
| 3 |
PayPal
PYPL
|
+$368M |
| 4 |
Pfizer
PFE
|
+$339M |
| 5 |
SCHW
Charles Schwab
SCHW
|
+$319M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.02B |
| 2 |
XLNX
Xilinx Inc
XLNX
|
+$732M |
| 3 |
Netflix
NFLX
|
+$461M |
| 4 |
Citigroup
C
|
+$361M |
| 5 |
Booking.com
BKNG
|
+$288M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.52% |
| 2 | Consumer Discretionary | 9.06% |
| 3 | Financials | 8.14% |
| 4 | Healthcare | 8% |
| 5 | Energy | 5.15% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3051
PUT
Philip Morris
PM
$299B
| $2.18M | ﹤0.01% |
+23,200
| New | +$2.32M |
|
3052
PUT
Logitech
LOGI
$14.6B
| $2.18M | ﹤0.01% |
29,500
-6,100
| -17% | -$473K |
|
|
RDUS
3053
CALL
DELISTED
Radius Recycling
RDUS
| $2.17M | ﹤0.01% |
+41,800
| New | +$1.89M |
|
|
LATGU
3054
DELISTED
Chenghe Acquisition I Co. Unit
LATGU
| $2.17M | ﹤0.01% |
+215,492
| New | +$2.15M |
|
3055
Edwards Lifesciences
EW
$50B
| $2.17M | ﹤0.01% |
18,393
-34,604
| -65% | -$3.88M |
|
3056
Vornado Realty Trust
VNO
$7.55B
| $2.16M | ﹤0.01% |
47,729
-32,706
| -41% | -$1.43M |
|
3057
Noodles & Co
NDLS
$105M
| $2.16M | ﹤0.01% |
45,213
+19,316
| +75% | +$1.19M |
|
|
ADRT
3058
DELISTED
Ault Disruptive Technologies Corporation
ADRT
| $2.16M | ﹤0.01% |
+216,668
| New | +$2.15M |
|
3059
PUT
LyondellBasell Industries
LYB
$19.5B
| $2.16M | ﹤0.01% |
21,000
-116,800
| -85% | -$11.6M |
|
3060
PUT
ArcBest
ARCB
$3.17B
| $2.16M | ﹤0.01% |
26,800
| – | – |
|
3061
Seagate
STX
$193B
| $2.15M | ﹤0.01% |
+23,954
| New | +$2.45M |
|
3062
Sixth Street Specialty
TSLX
$1.64B
| $2.15M | ﹤0.01% |
92,351
-50,499
| -35% | -$1.18M |
|
3063
Genpact
G
$5.99B
| $2.15M | ﹤0.01% |
49,398
-133,284
| -73% | -$6.18M |
|
3064
Lincoln National
LNC
$8.8B
| $2.15M | ﹤0.01% |
+32,845
| New | +$2.24M |
|
3065
SK Telecom
SKM
$12.2B
| $2.15M | ﹤0.01% |
+83,780
| New | +$2.17M |
|
3066
Citi Trends
CTRN
$565M
| $2.15M | ﹤0.01% |
70,054
+41,829
| +148% | +$1.95M |
|
|
ZEN
3067
DELISTED
ZENDESK INC
ZEN
| $2.14M | ﹤0.01% |
17,827
+15,352
| +620% | +$1.67M |
|
|
AFCG
3068
AFC Gamma
AFCG
$61.1M
| $2.14M | ﹤0.01% |
163,803
-3,058
| -2% | -$41.3K |
|
3069
Bank of Hawaii
BOH
$3.15B
| $2.14M | ﹤0.01% |
25,541
-7,192
| -22% | -$621K |
|
3070
CALL
Dave & Buster's
PLAY
$377M
| $2.14M | ﹤0.01% |
43,600
+3,600
| +9% | +$144K |
|
3071
CALL
Chubb
CB
$135B
| $2.14M | ﹤0.01% |
10,000
+6,400
| +178% | +$1.3M |
|
|
GES
3072
PUT
DELISTED
Guess Inc
GES
| $2.14M | ﹤0.01% |
97,800
| – | – |
|
3073
Terreno Realty
TRNO
$7.65B
| $2.13M | ﹤0.01% |
28,835
-3,084
| -10% | -$224K |
|
3074
PUT
FIVE9
FIVN
$2.12B
| $2.13M | ﹤0.01% |
19,300
-700
| -4% | -$81.5K |
|
|
WOW
3075
DELISTED
WideOpenWest
WOW
| $2.13M | ﹤0.01% |
122,119
-14,440
| -11% | -$268K |
|
Similar funds
D.E. Shaw & Co's Q1 2022 Portfolio in Review
As of Q1 2022, D.E. Shaw & Co held 6,280 positions worth $107B, down 11% from $121B the previous quarter. Its ten largest holdings account for 9.3% of the portfolio.
D.E. Shaw & Co withdrew a net $14.2B in Q1 2022, closing 805 positions and reducing 2,078 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $1.02B position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.
Against the trend, D.E. Shaw & Co opened a new position in Cenovus Energy worth $141M.
- D.E. Shaw & Co's largest Q1 2022 buy was Cenovus Energy: 8,428,527 shares worth $141M.
- D.E. Shaw & Co added most to Starbucks in Q1 2022, an estimated $384M increase.
- D.E. Shaw & Co's biggest Q1 2022 reduction was Netflix, cutting an estimated $461M.
- D.E. Shaw & Co fully exited iShares Core S&P 500 ETF in Q1 2022, selling an estimated $1.02B.
- D.E. Shaw & Co's ten largest holdings make up 9.3% of its $107B portfolio in Q1 2022.
- D.E. Shaw & Co opened 934 new positions and closed 805 in Q1 2022.
- D.E. Shaw & Co's portfolio value fell 11% quarter-over-quarter to $107B.
Based on D.E. Shaw & Co's 13F filing for Q1 2022, filed 16 May 2022.