D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ExxonMobil
XOM
|
+$454M |
| 2 |
Apple
AAPL
|
+$364M |
| 3 |
Procter & Gamble
PG
|
+$314M |
| 4 |
Verizon
VZ
|
+$308M |
| 5 |
Pfizer
PFE
|
+$299M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$735M |
| 2 |
Emerson Electric
EMR
|
+$423M |
| 3 |
Biogen
BIIB
|
+$354M |
| 4 |
PayPal
PYPL
|
+$349M |
| 5 |
Amazon
AMZN
|
+$338M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Healthcare | 11.58% |
| 3 | Consumer Discretionary | 8.97% |
| 4 | Financials | 7.64% |
| 5 | Communication Services | 5.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2701
Smith & Nephew
SNN
$13.1B
| $935K | ﹤0.01% |
+26,065
| New | +$1.15M |
|
2702
Diodes
DIOD
$3.95B
| $934K | ﹤0.01% |
22,996
+2,667
| +13% | +$128K |
|
2703
CALL
Franklin Resources
BEN
$17.3B
| $933K | ﹤0.01% |
55,900
+40,000
| +252% | +$918K |
|
2704
CRA International
CRAI
$1.12B
| $932K | ﹤0.01% |
27,892
-8,761
| -24% | -$418K |
|
2705
CALL
Jabil
JBL
$32.6B
| $929K | ﹤0.01% |
37,800
-37,600
| -50% | -$1.31M |
|
2706
PUT
Corning
GLW
$123B
| $928K | ﹤0.01% |
45,200
-5,500
| -11% | -$143K |
|
2707
Immersion
IMMR
$256M
| $928K | ﹤0.01% |
173,221
+4,392
| +3% | +$30.3K |
|
2708
Avantor
AVTR
$8.03B
| $927K | ﹤0.01% |
+74,194
| New | +$1.19M |
|
2709
PUT
Gartner
IT
$9.87B
| $926K | ﹤0.01% |
+9,300
| New | +$1.27M |
|
2710
Banco Macro
BMA
$5.89B
| $924K | ﹤0.01% |
54,390
-29,802
| -35% | -$854K |
|
2711
CALL
Lithia Motors
LAD
$7.88B
| $924K | ﹤0.01% |
11,300
-14,400
| -56% | -$1.74M |
|
2712
PUT
Theravance Biopharma
TBPH
$874M
| $924K | ﹤0.01% |
40,000
| – | – |
|
2713
PUT
Hasbro
HAS
$12.8B
| $923K | ﹤0.01% |
+12,900
| New | +$1.12M |
|
2714
iShares MSCI Emerging Markets ETF
EEM
$28.6B
| $918K | ﹤0.01% |
26,900
| – | – |
|
|
HZN
2715
DELISTED
Horizon Global Corporation
HZN
| $918K | ﹤0.01% |
490,773
-193
| -0% | -$587 |
|
2716
1-800-Flowers.com
FLWS
$245M
| $917K | ﹤0.01% |
69,259
-229,066
| -77% | -$3.53M |
|
2717
Matthews International
MATW
$878M
| $917K | ﹤0.01% |
37,894
+7,236
| +24% | +$230K |
|
|
CLR
2718
PUT
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $917K | ﹤0.01% |
120,000
-32,000
| -21% | -$714K |
|
2719
Revolve Group
RVLV
$1.84B
| $915K | ﹤0.01% |
105,871
+94,646
| +843% | +$1.5M |
|
2720
Leidos
LDOS
$14.5B
| $914K | ﹤0.01% |
9,968
-121,722
| -92% | -$12.3M |
|
2721
CALL
Zscaler
ZS
$23.8B
| $913K | ﹤0.01% |
15,000
-67,700
| -82% | -$3.73M |
|
|
RFP
2722
DELISTED
Resolute Forest Products Inc.
RFP
| $913K | ﹤0.01% |
724,573
-9,288
| -1% | -$27.8K |
|
|
VISN
2723
CALL
Vistance Networks Inc
VISN
$2.67B
| $911K | ﹤0.01% |
+100,000
| New | +$1.16M |
|
|
VWTR
2724
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
| $911K | ﹤0.01% |
117,152
-16,387
| -12% | -$158K |
|
|
AL
2725
PUT
DELISTED
Air Lease Corp
AL
| $908K | ﹤0.01% |
+41,000
| New | +$1.56M |
|
Similar funds
D.E. Shaw & Co's Q1 2020 Portfolio in Review
As of Q1 2020, D.E. Shaw & Co held 4,498 positions worth $64.1B, down 27% from $87.5B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co withdrew a net $5.59B in Q1 2020, closing 626 positions and reducing 1,723 holdings. Its most notable exit was PG&E, an estimated $79M position sold in full.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 15% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $124M.
- D.E. Shaw & Co's largest Q1 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,005,000 shares worth $124M.
- D.E. Shaw & Co added most to ExxonMobil in Q1 2020, an estimated $454M increase.
- D.E. Shaw & Co's biggest Q1 2020 reduction was Tesla, cutting an estimated $735M.
- D.E. Shaw & Co fully exited PG&E in Q1 2020, selling an estimated $79M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $64.1B portfolio in Q1 2020.
- D.E. Shaw & Co opened 538 new positions and closed 626 in Q1 2020.
- D.E. Shaw & Co's portfolio value fell 27% quarter-over-quarter to $64.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2020, filed 15 May 2020.