D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ExxonMobil
XOM
|
+$454M |
| 2 |
Apple
AAPL
|
+$364M |
| 3 |
Procter & Gamble
PG
|
+$314M |
| 4 |
Verizon
VZ
|
+$308M |
| 5 |
Pfizer
PFE
|
+$299M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$735M |
| 2 |
Emerson Electric
EMR
|
+$423M |
| 3 |
Biogen
BIIB
|
+$354M |
| 4 |
PayPal
PYPL
|
+$349M |
| 5 |
Amazon
AMZN
|
+$338M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Healthcare | 11.58% |
| 3 | Consumer Discretionary | 8.97% |
| 4 | Financials | 7.64% |
| 5 | Communication Services | 5.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2551
Lumentum
LITE
$55.4B
| $1.16M | ﹤0.01% |
15,683
+9,633
| +159% | +$758K |
|
2552
CALL
Marriott Vacations Worldwide
VAC
$3.4B
| $1.16M | ﹤0.01% |
20,800
| – | – |
|
|
AT
2553
DELISTED
Atlantic Power Corporation
AT
| $1.16M | ﹤0.01% |
540,078
-246,231
| -31% | -$560K |
|
|
CSW
2554
CSW Industrials
CSW
$4.78B
| $1.16M | ﹤0.01% |
17,815
-8,442
| -32% | -$611K |
|
2555
PUT
Boston Properties
BXP
$11B
| $1.15M | ﹤0.01% |
12,500
| – | – |
|
|
CLLS
2556
Cellectis
CLLS
$291M
| $1.15M | ﹤0.01% |
125,216
-67,114
| -35% | -$1M |
|
|
SKX
2557
CALL
DELISTED
Skechers
SKX
| $1.15M | ﹤0.01% |
48,300
+1,100
| +2% | +$37.9K |
|
|
UCTT
2558
Ultra Clean Holdings
UCTT
$3.9B
| $1.14M | ﹤0.01% |
+82,811
| New | +$1.76M |
|
2559
PUT
ON Semiconductor
ON
$34.7B
| $1.14M | ﹤0.01% |
91,800
+28,800
| +46% | +$563K |
|
2560
PUT
Sturm, Ruger & Co
RGR
$620M
| $1.14M | ﹤0.01% |
22,400
-20,000
| -47% | -$983K |
|
2561
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
| $1.14M | ﹤0.01% |
+50,602
| New | +$1.39M |
|
|
BIG
2562
PUT
DELISTED
Big Lots, Inc.
BIG
| $1.14M | ﹤0.01% |
80,000
-81,000
| -50% | -$1.83M |
|
2563
PUT
State Street
STT
$50.7B
| $1.13M | ﹤0.01% |
21,200
-57,500
| -73% | -$3.99M |
|
2564
Atlantic Union Bankshares
AUB
$5.98B
| $1.13M | ﹤0.01% |
+51,426
| New | +$1.59M |
|
2565
CALL
NCR Voyix
VYX
$1.13B
| $1.13M | ﹤0.01% |
103,668
| – | – |
|
2566
Match Group
MTCH
$9.05B
| $1.12M | ﹤0.01% |
17,014
-164,926
| -91% | -$12.1M |
|
2567
Kodiak Sciences
KOD
$2.62B
| $1.12M | ﹤0.01% |
23,532
-94,309
| -80% | -$5.66M |
|
2568
Regions Financial
RF
$26.2B
| $1.12M | ﹤0.01% |
+125,025
| New | +$1.75M |
|
|
S
2569
CALL
DELISTED
Sprint Corporation
S
| $1.12M | ﹤0.01% |
130,100
| – | – |
|
|
HPP
2570
Hudson Pacific Properties
HPP
$794M
| $1.12M | ﹤0.01% |
+6,309
| New | +$1.44M |
|
2571
PUT
Floor & Decor
FND
$5.99B
| $1.12M | ﹤0.01% |
+34,800
| New | +$1.62M |
|
2572
Mid-America Apartment Communities
MAA
$15.5B
| $1.12M | ﹤0.01% |
10,827
+5,009
| +86% | +$651K |
|
2573
Quest Diagnostics
DGX
$25.6B
| $1.11M | ﹤0.01% |
13,862
-129,936
| -90% | -$13.5M |
|
2574
CALL
Power Integrations
POWI
$3.53B
| $1.11M | ﹤0.01% |
+25,200
| New | +$1.22M |
|
|
GWPH
2575
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $1.11M | ﹤0.01% |
12,700
-21,128
| -62% | -$2.24M |
|
Similar funds
D.E. Shaw & Co's Q1 2020 Portfolio in Review
As of Q1 2020, D.E. Shaw & Co held 4,498 positions worth $64.1B, down 27% from $87.5B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co withdrew a net $5.59B in Q1 2020, closing 626 positions and reducing 1,723 holdings. Its most notable exit was PG&E, an estimated $79M position sold in full.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 15% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $124M.
- D.E. Shaw & Co's largest Q1 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,005,000 shares worth $124M.
- D.E. Shaw & Co added most to ExxonMobil in Q1 2020, an estimated $454M increase.
- D.E. Shaw & Co's biggest Q1 2020 reduction was Tesla, cutting an estimated $735M.
- D.E. Shaw & Co fully exited PG&E in Q1 2020, selling an estimated $79M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $64.1B portfolio in Q1 2020.
- D.E. Shaw & Co opened 538 new positions and closed 626 in Q1 2020.
- D.E. Shaw & Co's portfolio value fell 27% quarter-over-quarter to $64.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2020, filed 15 May 2020.