D.E. Shaw & Co
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D.E. Shaw & Co’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

D.E. Shaw & Co’s Portfolio DFAS Stock Details DFAS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		– Sell
-13,908
Closed -$989K – 4941
2026
Q1 		$989K Buy
+13,908
New +$1.02M ﹤0.01% 3456
2024
Q4 		– Sell
-9,810
Closed -$636K – 4486
2024
Q3 		$636K Sell
9,810
-28,657
-74% -$1.79M ﹤0.01% 3567
2024
Q2 		$2.31M Buy
38,467
+29,874
+348% +$1.8M ﹤0.01% 2531
2024
Q1 		$536K Buy
+8,593
New +$508K ﹤0.01% 3449

Other funds holding DFAS

Creative Planning
Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Index Fund Advisors
Index Fund Advisors Irvine, California $2.52B AUM 26.26% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return
Pure Financial Advisors
Pure Financial Advisors San Diego, California $7.86B AUM 19.64% 1-Year Est. Return
TCI Wealth Advisors
TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return
RFP
Root Financial Partners Encinitas, California $2.57B AUM 21.7% 1-Year Est. Return
Vise Technologies
Vise Technologies New York $8.83B AUM 27.11% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

D.E. Shaw & Co's DFAS Position: Q2 2026 in Review

D.E. Shaw & Co sold out of U.S. Small Cap Portfolio ETF Class Shares (DFAS) in Q2 2026, closing a stake of 13,908 shares — an estimated $989K sold.

D.E. Shaw & Co first reported a position in DFAS in Q1 2024 and held it in 4 quarters. The position peaked at $2.31M in Q2 2024. 917 funds tracked by Wall St. Rank hold DFAS as of Q2 2026.

  • D.E. Shaw & Co reported no remaining U.S. Small Cap Portfolio ETF Class Shares position as of Q2 2026 after selling out during the quarter.
  • D.E. Shaw & Co sold 13,908 U.S. Small Cap Portfolio ETF Class Shares shares in Q2 2026, an estimated $989K.
  • D.E. Shaw & Co first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q1 2024 and held it in 4 quarters.
  • D.E. Shaw & Co's U.S. Small Cap Portfolio ETF Class Shares position peaked at $2.31M in Q2 2024.
  • 917 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q2 2026.

Based on D.E. Shaw & Co's 13F filing for Q2 2026, filed 14 Aug 2026.