D.A. Davidson & Co’s First Trust Mega Cap AlphaDEX Fund FMK Stock Holding History

D.A. Davidson & Co’s Portfolio FMK Stock Details FMK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-775	Closed	-$23K	–	2171
2017 Q2	$23K	Hold	775	–	–	﹤0.01%	1786
2017 Q1	$22K	Sell	775 -300	-28%	-$8.74K	﹤0.01%	1814
2016 Q4	$30K	Hold	1,075	–	–	﹤0.01%	1793
2016 Q3	$29K	Hold	1,075	–	–	﹤0.01%	1741
2016 Q2	$28K	Hold	1,075	–	–	﹤0.01%	1648
2016 Q1	$27K	Sell	1,075 -150	-12%	-$3.72K	﹤0.01%	1622
2015 Q4	$32K	Hold	1,225	–	–	﹤0.01%	1564
2015 Q3	$30K	Hold	1,225	–	–	﹤0.01%	1561
2015 Q2	$32K	Hold	1,225	–	–	﹤0.01%	1580
2015 Q1	$33K	Hold	1,225	–	–	﹤0.01%	1560
2014 Q4	$32K	Hold	1,225	–	–	﹤0.01%	1567
2014 Q3	$32K	Hold	1,225	–	–	﹤0.01%	1558
2014 Q2	$32K	Hold	1,225	–	–	﹤0.01%	1542
2014 Q1	$30K	Sell	1,225 -125	-9%	-$3.09K	﹤0.01%	1541
2013 Q4	$33K	Hold	1,350	–	–	﹤0.01%	1438
2013 Q3	$31K	Buy	1,350 +150	+13%	+$3.43K	﹤0.01%	1257
2013 Q2	$26K	Buy	+1,200	New	+$26K	﹤0.01%	1255

Other funds holding FMK

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

GRP

Global Retirement Partners San Rafael, California $5.64B AUM

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CCA

Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

D.A. Davidson & Co's FMK Position: Q3 2017 in Review

D.A. Davidson & Co sold out of First Trust Mega Cap AlphaDEX Fund (FMK) in Q3 2017, closing a stake of 775 shares — an estimated $23K sold.

D.A. Davidson & Co first reported a position in FMK in Q2 2013 and held it in 17 quarters. The position peaked at $33K in Q1 2015. 15 funds tracked by Wall St. Rank hold FMK as of Q3 2017.

D.A. Davidson & Co reported no remaining First Trust Mega Cap AlphaDEX Fund position as of Q3 2017 after selling out during the quarter.
D.A. Davidson & Co sold 775 First Trust Mega Cap AlphaDEX Fund shares in Q3 2017, an estimated $23K.
D.A. Davidson & Co first reported a position in First Trust Mega Cap AlphaDEX Fund in Q2 2013 and held it in 17 quarters.
D.A. Davidson & Co's First Trust Mega Cap AlphaDEX Fund position peaked at $33K in Q1 2015.
15 funds tracked by Wall St. Rank held First Trust Mega Cap AlphaDEX Fund as of Q3 2017.

Based on D.A. Davidson & Co's 13F filing for Q3 2017, filed 8 Nov 2017.