Cutter & Co Brokerage’s John Hancock Preferred Income Fund II HPF Stock Holding History

Cutter & Co Brokerage’s Portfolio HPF Stock Details HPF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-17,048	Closed	-$327K	–	221
2013 Q3	$327K	Hold	17,048	–	–	0.15%	145
2013 Q2	$356K	Buy	+17,048	New	+$382K	0.17%	136

Other funds holding HPF

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FFSOTS

Fiduciary Financial Services of The Southwest Dallas, Texas $382M AUM 25.98% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Cutter & Co Brokerage's HPF Position: Q4 2013 in Review

Cutter & Co Brokerage sold out of John Hancock Preferred Income Fund II (HPF) in Q4 2013, closing a stake of 17,048 shares — an estimated $327K sold.

Cutter & Co Brokerage first reported a position in HPF in Q2 2013 and held it in 2 quarters. The position peaked at $356K in Q2 2013. 47 funds tracked by Wall St. Rank hold HPF as of Q4 2013.

Cutter & Co Brokerage reported no remaining John Hancock Preferred Income Fund II position as of Q4 2013 after selling out during the quarter.
Cutter & Co Brokerage sold 17,048 John Hancock Preferred Income Fund II shares in Q4 2013, an estimated $327K.
Cutter & Co Brokerage first reported a position in John Hancock Preferred Income Fund II in Q2 2013 and held it in 2 quarters.
Cutter & Co Brokerage's John Hancock Preferred Income Fund II position peaked at $356K in Q2 2013.
47 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund II as of Q4 2013.

Based on Cutter & Co Brokerage's 13F filing for Q4 2013, filed 4 Feb 2014.