Curian Capital’s SPDR NUVEEN BARCLAYS CALIF MUN BD ETF CXA Stock Holding History

Curian Capital’s Portfolio CXA Stock Details CXA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-8,576	Closed	-$206K	–	578
2015 Q3	$206K	Buy	+8,576	New	+$204K	0.01%	559
2013 Q4	–	Sell	-20,476	Closed	-$466K	–	582
2013 Q3	$466K	Buy	20,476 +1,886	+10%	+$41.9K	0.01%	516
2013 Q2	$414K	Buy	+18,590	New	+$442K	0.01%	512

Other funds holding CXA

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Whittier Trust South Pasadena, California $8.86B AUM 28.01% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

BPC

Banque Pictet & Cie Geneva 73, Switzerland $14.2B AUM 20.68% 1-Year Est. Return

PNAA

Pictet North America Advisors Geneva 73, Switzerland $1.01B AUM 13.2% 1-Year Est. Return

Curian Capital's CXA Position: Q4 2015 in Review

Curian Capital sold out of SPDR NUVEEN BARCLAYS CALIF MUN BD ETF (CXA) in Q4 2015, closing a stake of 8,576 shares — an estimated $206K sold.

Curian Capital first reported a position in CXA in Q2 2013 and held it in 3 quarters. The position peaked at $466K in Q3 2013. 28 funds tracked by Wall St. Rank hold CXA as of Q4 2015.

Curian Capital reported no remaining SPDR NUVEEN BARCLAYS CALIF MUN BD ETF position as of Q4 2015 after selling out during the quarter.
Curian Capital sold 8,576 SPDR NUVEEN BARCLAYS CALIF MUN BD ETF shares in Q4 2015, an estimated $206K.
Curian Capital first reported a position in SPDR NUVEEN BARCLAYS CALIF MUN BD ETF in Q2 2013 and held it in 3 quarters.
Curian Capital's SPDR NUVEEN BARCLAYS CALIF MUN BD ETF position peaked at $466K in Q3 2013.
28 funds tracked by Wall St. Rank held SPDR NUVEEN BARCLAYS CALIF MUN BD ETF as of Q4 2015.

Based on Curian Capital's 13F filing for Q4 2015, filed 25 Jan 2016.