CQS Cayman’s Dynegy, Inc. DYN Stock Holding History

CQS Cayman’s Portfolio DYN Stock Details DYN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-180,416	Closed	-$3.49M	–	114
2013 Q3	$3.49M	Sell	180,416 -681,262	-79%	-$13.8M	0.44%	52
2013 Q2	$19.4M	Buy	+861,678	New	+$20.3M	2.83%	8

Other funds holding DYN

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

OCM

Oaktree Capital Management Los Angeles, California $6.56B AUM 42.97% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Luminus Management Houston, Texas $166M AUM 75.95% 1-Year Est. Return

Lasry Marc $15.1M AUM 10.39% 1-Year Est. Return

SCM

Shapiro Capital Management Atlanta, Georgia $1.6B AUM 13.27% 1-Year Est. Return

TCW Group Los Angeles, California $13.3B AUM 34.44% 1-Year Est. Return

Caspian Capital New York $103M AUM

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

CQS Cayman's DYN Position: Q4 2013 in Review

CQS Cayman sold out of Dynegy, Inc. (DYN) in Q4 2013, closing a stake of 180,416 shares — an estimated $3.49M sold.

CQS Cayman first reported a position in DYN in Q2 2013 and held it in 2 quarters. The position peaked at $19.4M in Q2 2013. 111 funds tracked by Wall St. Rank hold DYN as of Q4 2013.

CQS Cayman reported no remaining Dynegy, Inc. position as of Q4 2013 after selling out during the quarter.
CQS Cayman sold 180,416 Dynegy, Inc. shares in Q4 2013, an estimated $3.49M.
CQS Cayman first reported a position in Dynegy, Inc. in Q2 2013 and held it in 2 quarters.
CQS Cayman's Dynegy, Inc. position peaked at $19.4M in Q2 2013.
111 funds tracked by Wall St. Rank held Dynegy, Inc. as of Q4 2013.

Based on CQS Cayman's 13F filing for Q4 2013, filed 7 Feb 2014.