Cowen Prime Advisors’s ProShares Short Russell2000 RWM Stock Holding History

Cowen Prime Advisors’s Portfolio RWM Stock Details RWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-250	Closed	-$18K	–	279
2013 Q3	$18K	Hold	250	–	–	0.01%	211
2013 Q2	$20K	Buy	+250	New	+$21.1K	0.01%	209

Other funds holding RWM

Brinker Capital Berwyn, Pennsylvania $3.13B AUM 9.04% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

ECM

Evergreen Capital Management Bellevue, Washington $4.62B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Leuthold Group Minneapolis, Minnesota $939M AUM 37.7% 1-Year Est. Return

PSW

Portfolio Strategies (Washington) Tacoma, Washington $50.1M AUM 11.94% 1-Year Est. Return

Cowen Prime Advisors's RWM Position: Q4 2013 in Review

Cowen Prime Advisors sold out of ProShares Short Russell2000 (RWM) in Q4 2013, closing a stake of 250 shares — an estimated $18K sold.

Cowen Prime Advisors first reported a position in RWM in Q2 2013 and held it in 2 quarters. The position peaked at $20K in Q2 2013. 43 funds tracked by Wall St. Rank hold RWM as of Q4 2013.

Cowen Prime Advisors reported no remaining ProShares Short Russell2000 position as of Q4 2013 after selling out during the quarter.
Cowen Prime Advisors sold 250 ProShares Short Russell2000 shares in Q4 2013, an estimated $18K.
Cowen Prime Advisors first reported a position in ProShares Short Russell2000 in Q2 2013 and held it in 2 quarters.
Cowen Prime Advisors's ProShares Short Russell2000 position peaked at $20K in Q2 2013.
43 funds tracked by Wall St. Rank held ProShares Short Russell2000 as of Q4 2013.

Based on Cowen Prime Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.