Cowen Investment Management’s CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third PCPL.U Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-75,000	Closed	-$813K	–	189
2020 Q3	$813K	Sell	75,000 -50,000	-40%	-$542K	0.34%	79
2020 Q2	$1.33M	Buy	+125,000	New	+$1.33M	0.85%	22