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CCM

Context Capital Management Portfolio holdings

AUM $4.33B
1-Year Est. Return 1.35%
This Fund
S&P 500
This Quarter Est. Return
+0.08%
1 Year Est. Return
+1.35%
3 Year Est. Return
+2.73%
5 Year Est. Return
+13.79%
10 Year Est. Return
+41.29%
AUM
$103M
AUM Growth
+$16.8M
Cap. Flow
-$64.3M
Cap. Flow %
-62.53%
Top 10 Hldgs %
65.08%
Holding
37
New
3
Increased
–
Reduced
1
Closed
5

Top Buys

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$2.29M
2
LNKD
LinkedIn Corporation
LNKD
+$1.05M
3
KLRE
KLR Energy Acquisition Corp
KLRE
+$566K

Top Sells

Rank Stock Value
1
KLREU
KLR Energy Acquisition Corp.
KLREU
+$806K
2
AAPL icon
Apple
AAPL
+$564K
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$555K
4
IBB icon
iShares Biotechnology ETF
IBB
+$515K

Sector Composition

Rank Sector Weight
1 Communication Services 1.02%
2 Energy 0.55%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCUD
1
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$2.27M 2.2%
+45,000
New +$2.29M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$788B
$1.62M 1.58%
7,500
– –
VTI icon
3
Vanguard Total Stock Market ETF
VTI
$662B
$1.56M 1.51%
14,000
-5,000
-26% -$555K
LNKD
4
DELISTED
LinkedIn Corporation
LNKD
$1.05M 1.02%
+5,500
New +$1.05M
KLRE
5
DELISTED
KLR Energy Acquisition Corp
KLRE
$569K 0.55%
+56,238
New +$566K
STEW
6
SRH Total Return Fund
STEW
$1.76B
$195K 0.19%
23,278
– –
AAPL icon
7
Apple
AAPL
$4.8T
– –
-23,600
Closed -$564K
IBB icon
8
iShares Biotechnology ETF
IBB
$9.33B
– –
-6,000
Closed -$515K
KLREU
9
DELISTED
KLR Energy Acquisition Corp.
KLREU
– –
-79,472
Closed -$806K

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NHC
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Skandinaviska Enskilda Banken (SEB)
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Kovitz Investment Group Partners
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MYIA
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GWM
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Context Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Context Capital Management held 37 positions worth $103M, up 20% from $86.1M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Context Capital Management withdrew a net $64.3M in Q3 2016, closing 5 positions and reducing 1 holding. Its most notable exit was KLR Energy Acquisition Corp., an estimated $806K position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 1% of assets, followed by Energy and Technology.

Against the trend, Context Capital Management opened a new position in Dominion Energy, Inc 2016 Series A Corporate Units worth $2.27M.

  • Context Capital Management's largest Q3 2016 buy was Dominion Energy, Inc 2016 Series A Corporate Units: 45,000 shares worth $2.27M.
  • Context Capital Management's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $555K.
  • Context Capital Management fully exited KLR Energy Acquisition Corp. in Q3 2016, selling an estimated $806K.
  • Context Capital Management's ten largest holdings make up 65% of its $103M portfolio in Q3 2016.
  • Context Capital Management opened 3 new positions and closed 5 in Q3 2016.
  • Context Capital Management's portfolio value rose 20% quarter-over-quarter to $103M.

Based on Context Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.