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Context Capital Management Portfolio holdings

AUM $4.33B
1-Year Est. Return 1.35%
This Fund
S&P 500
This Quarter Est. Return
-1.3%
1 Year Est. Return
+1.35%
3 Year Est. Return
+2.73%
5 Year Est. Return
+13.79%
10 Year Est. Return
+41.29%
AUM
$54.9M
AUM Growth
-$2.87M
Cap. Flow
-$43M
Cap. Flow %
-78.24%
Top 10 Hldgs %
66.83%
Holding
40
New
6
Increased
1
Reduced
9
Closed
3
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
RPT.PRD
1
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$2.43M 4.42%
+43,556
New +$2.57M
GGAC
2
DELISTED
GARNERO GROUP ACQUISITION CO SHS
GGAC
$1.96M 3.56%
197,500
-8,500
-4% -$83.6K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$1.92M 3.49%
+10,000
New +$2.03M
VTI icon
4
Vanguard Total Stock Market ETF
VTI
$662B
$1.6M 2.91%
16,200
-3,800
-19% -$399K
HYG icon
5
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$782K 1.42%
9,400
-600
-6% -$52K
ILMN icon
6
Illumina
ILMN
$29.1B
$685K 1.25%
+4,009
New +$810K
FTRPR
7
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$351K 0.64%
3,766
-3,734
-50% -$375K
WIA
8
Western Asset Inflation-Linked Income Fund
WIA
$187M
$315K 0.57%
+29,900
New +$327K
BLW icon
9
BlackRock Limited Duration Income Trust
BLW
$500M
$283K 0.52%
+19,592
New +$290K
STEW
10
SRH Total Return Fund
STEW
$1.76B
$173K 0.32%
23,278
-700
-3% -$5.57K
FCSC
11
DELISTED
Fibrocell Science Inc.
FCSC
$119K 0.22%
2,067
-120
-5% -$10.6K
OCSL icon
12
Oaktree Specialty Lending
OCSL
$1.06B
$115K 0.21%
6,233
-434
-7% -$8.36K
RVT icon
13
Royce Value Trust
RVT
$2.22B
$115K 0.21%
+10,000
New +$127K
NXRT
14
NexPoint Residential Trust
NXRT
$666M
$87K 0.16%
6,519
-933
-13% -$12.3K
HCF
15
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$64K 0.12%
11,357
-1,000
-8% -$5.63K
BRX icon
16
Brixmor Property Group
BRX
$10B
-19,023
Closed -$440K
DIA icon
17
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
-7,500
Closed -$1.32M
HRZN icon
18
Horizon Technology Finance
HRZN
$311M
-1,800
Closed -$22K

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Context Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Context Capital Management held 40 positions worth $54.9M, down 5% from $57.8M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Context Capital Management withdrew a net $43M in Q3 2015, closing 3 positions and reducing 9 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $1.32M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 1.5% of assets, up from 0.3% a quarter earlier, followed by Financials and Real Estate.

Against the trend, Context Capital Management opened a new position in RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest worth $2.43M.

  • Context Capital Management's largest Q3 2015 buy was RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest: 43,556 shares worth $2.43M.
  • Context Capital Management's biggest Q3 2015 reduction was Vanguard Total Stock Market ETF, cutting an estimated $399K.
  • Context Capital Management fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2015, selling an estimated $1.32M.
  • Context Capital Management's ten largest holdings make up 67% of its $54.9M portfolio in Q3 2015.
  • Context Capital Management opened 6 new positions and closed 3 in Q3 2015.
  • Context Capital Management's portfolio value fell 5% quarter-over-quarter to $54.9M.

Based on Context Capital Management's 13F filing for Q3 2015, filed 17 Nov 2015.