CCM

Context Capital Management Portfolio holdings

AUM $3.88B
1-Year Est. Return 1.39%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+1.39%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$460M
AUM Growth
+$203M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
208
New
Increased
Reduced
Closed

Top Buys

1
+$11.6M
2
+$8.91M
3
+$8.88M
4
FIIIU
Forum Merger III Corporation Units
FIIIU
+$6.21M
5
PIAI.U
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
+$6.01M

Top Sells

1
+$3.12M
2
+$3.03M
3
+$3.02M
4
GIX.U
GigCapital2, Inc.
GIX.U
+$2.13M
5
DMYT.U
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
+$1.95M

Sector Composition

1 Healthcare 2.9%
2 Financials 1.74%
3 Industrials 1.26%
4 Technology 1.03%
5 Consumer Staples 0.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
– –
-300,000
127
– –
-155,713
128
– –
-150,000
129
– –
-100,000
130
– –
-198,600
131
– –
-16,693
132
– –
-51,200
133
– –
-294,105
134
– –
-12
135
– –
-184,000
136
– –
-50,000
137
– –
-100,000
138
– –
-30,000
139
– –
-75,000
140
– –
-75,000
141
– –
-55,200
142
– –
-150,000
143
– –
-107,500
144
– –
-225,100
145
– –
-51,600
146
– –
-300,000
2 3 4 5
6