Connor, Clark & Lunn Investment Management (CC&L)’s Global Brokerage, Inc. Class A Common Stock GLBR Stock Holding History

Connor, Clark & Lunn Investment Management (CC&L)’s Portfolio GLBR Stock Details GLBR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-1,060	Closed	-$215K	–	788
2013 Q3	$215K	Buy	+1,060	New	+$191K	﹤0.01%	454

Other funds holding GLBR

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

William Blair & Company Chicago, Illinois $38.4B AUM 25.71% 1-Year Est. Return

MFP

Michael F. Price $846M AUM 0.07% 1-Year Est. Return

PCM

Penn Capital Management Philadelphia, Pennsylvania $1.58B AUM 81.2% 1-Year Est. Return

EAM

Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return

ZCG

Zesiger Capital Group New York $59.2M AUM 3.93% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Connor, Clark & Lunn Investment Management (CC&L)'s GLBR Position: Q4 2013 in Review

Connor, Clark & Lunn Investment Management (CC&L) sold out of Global Brokerage, Inc. Class A Common Stock (GLBR) in Q4 2013, closing a stake of 1,060 shares — an estimated $215K sold.

Connor, Clark & Lunn Investment Management (CC&L) first reported a position in GLBR in Q3 2013 and held it in 1 quarter. The position peaked at $215K in Q3 2013. 129 funds tracked by Wall St. Rank hold GLBR as of Q4 2013.

Connor, Clark & Lunn Investment Management (CC&L) reported no remaining Global Brokerage, Inc. Class A Common Stock position as of Q4 2013 after selling out during the quarter.
Connor, Clark & Lunn Investment Management (CC&L) sold 1,060 Global Brokerage, Inc. Class A Common Stock shares in Q4 2013, an estimated $215K.
Connor, Clark & Lunn Investment Management (CC&L) first reported a position in Global Brokerage, Inc. Class A Common Stock in Q3 2013 and held it in 1 quarter.
Connor, Clark & Lunn Investment Management (CC&L)'s Global Brokerage, Inc. Class A Common Stock position peaked at $215K in Q3 2013.
129 funds tracked by Wall St. Rank held Global Brokerage, Inc. Class A Common Stock as of Q4 2013.

Based on Connor, Clark & Lunn Investment Management (CC&L)'s 13F filing for Q4 2013, filed 13 Feb 2014.