Ameriprise’s Global Brokerage, Inc. Class A Common Stock GLBR Stock Holding History

Ameriprise’s Portfolio GLBR Stock Details GLBR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-21,297	Closed	-$309K	–	4071
2015 Q2	$309K	Buy	21,297 +1,593	+8%	+$28.3K	﹤0.01%	3649
2015 Q1	$419K	Sell	19,704 -113,290	-85%	-$5.13M	﹤0.01%	3282
2014 Q4	$22M	Sell	132,994 -8,254	-6%	-$1.35M	0.01%	901
2014 Q3	$22.4M	Sell	141,248 -3,379	-2%	-$482K	0.01%	886
2014 Q2	$21.6M	Buy	144,627 +20,353	+16%	+$2.92M	0.01%	992
2014 Q1	$18.4M	Buy	124,274 +3,689	+3%	+$613K	0.01%	1057
2013 Q4	$21.5M	Buy	120,585 +36,539	+43%	+$6.14M	0.01%	952
2013 Q3	$16.6M	Buy	84,046 +21,205	+34%	+$3.82M	0.01%	1104
2013 Q2	$10.3M	Buy	+62,841	New	+$8.95M	0.01%	1410

Other funds holding GLBR

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Gagnon Securities New York $433M AUM 29.08% 1-Year Est. Return

Ameriprise's GLBR Position: Q3 2015 in Review

Ameriprise sold out of Global Brokerage, Inc. Class A Common Stock (GLBR) in Q3 2015, closing a stake of 21,297 shares — an estimated $309K sold.

Ameriprise first reported a position in GLBR in Q2 2013 and held it in 9 quarters. The position peaked at $22.4M in Q3 2014. 37 funds tracked by Wall St. Rank hold GLBR as of Q3 2015.

Ameriprise reported no remaining Global Brokerage, Inc. Class A Common Stock position as of Q3 2015 after selling out during the quarter.
Ameriprise sold 21,297 Global Brokerage, Inc. Class A Common Stock shares in Q3 2015, an estimated $309K.
Ameriprise first reported a position in Global Brokerage, Inc. Class A Common Stock in Q2 2013 and held it in 9 quarters.
Ameriprise's Global Brokerage, Inc. Class A Common Stock position peaked at $22.4M in Q3 2014.
37 funds tracked by Wall St. Rank held Global Brokerage, Inc. Class A Common Stock as of Q3 2015.

Based on Ameriprise's 13F filing for Q3 2015, filed 12 Nov 2015.