Conning Inc’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

Conning Inc’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-10,000	Closed	-$210K	–	586
2014 Q3	$210K	Sell	10,000 -3,600	-26%	-$76.3K	0.01%	549
2014 Q2	$301K	Sell	13,600 -21,400	-61%	-$455K	0.02%	478
2014 Q1	$726K	Hold	35,000	–	–	0.04%	288
2013 Q4	$664K	Hold	35,000	–	–	0.04%	278
2013 Q3	$654K	Sell	35,000 -40,000	-53%	-$762K	0.05%	243
2013 Q2	$1.41M	Buy	+75,000	New	+$1.47M	0.12%	145

Other funds holding XLU

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Euclid Advisors Hartford, Connecticut $4.79M AUM 12.77% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $5B AUM 26.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Conning Inc's XLU Position: Q4 2014 in Review

Conning Inc sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q4 2014, closing a stake of 10,000 shares — an estimated $210K sold.

Conning Inc first reported a position in XLU in Q2 2013 and held it in 6 quarters. The position peaked at $1.41M in Q2 2013. 458 funds tracked by Wall St. Rank hold XLU as of Q4 2014.

Conning Inc reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q4 2014 after selling out during the quarter.
Conning Inc sold 10,000 State Street Utilities Select Sector SPDR ETF shares in Q4 2014, an estimated $210K.
Conning Inc first reported a position in State Street Utilities Select Sector SPDR ETF in Q2 2013 and held it in 6 quarters.
Conning Inc's State Street Utilities Select Sector SPDR ETF position peaked at $1.41M in Q2 2013.
458 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q4 2014.

Based on Conning Inc's 13F filing for Q4 2014, filed 13 Feb 2015.